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EG

Eileen M. Gabay

STRATEGAS SECURITIES DBA STRATEGAS RESEARCH PARTNERS
New York, NY 10017
Some features on this profile are disabled
CRD#: 5602349
EG

Professional summary

Eileen Margaret Gabay, who also goes by Eileen Margaret Gallocher, is a registered financial professional currently at STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS located in New York, New York.

Eileen is registered as a RR (Registered Representative) and started their career in finance in 2009. Eileen has worked at 2 firms and has passed the SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eileen Margaret Gallocher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eileen Margaret Gabay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2010 - Present

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

Office #1: 52 Vanderbilt Avenue 8th Floor, New York, NY 10017Office #2: 52 Vanderbilt Avenue 19th Floor, New York, NY, 10017
RIA
BD
CRD#: 149326
New York, NY
Past

January 30, 2009 - February 19, 2010

PULSE TRADING, INC.

BD
CRD#: 104022
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA
Registered Investment Advisory firm - SEC (6/28/2019 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/29/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA
Registered Investment Advisory firm - SEC (6/28/2019 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
52 Vanderbilt Avenue 19th Floor 19th Floor, New York, NY, 10017
Mailing Address
52 Vanderbilt Avenue 19th Floor, New York, NY, 10017
Phone number
(646) 292-7950
Established
New York since 12/06/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
47

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

STRATEGAS SECURITIES, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
BAIRD FINANCIAL CORPORATIONSHAREHOLDER
ANTHONY, DANNELL WAYNEFINOP, DIRECTOR OF FINANCE7038021
BOHNSACK, NICHOLAS GREGORYPRESIDENT / COO4571796
BOOTH, STEVEN GREGORYDIRECTOR2147388
GABAY, EILEEN MARGARETCHIEF OPERATING OFFICER5602349
LANGENFELD, JON ADIRECTOR4322120
LOGUE, SOFIACHIEF COMPLIANCE OFFICER6406784
RISSMILLER, DONALD JAMESVICE CHAIRMAN / PRINCIPAL5227351
TOTORO, MICHAEL ACHIEF TECHNOLOGY OFFICER1552053
TRENNERT, JASON RICHARDCHAIRMAN / CEO2079457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

CRD#: 149326New York, NY 10017

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