Jay R. Lieberman

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CRD#: 5602299

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jay Ryan Lieberman, who also goes by Jay R Lieberman, Jay Lieberman, was a registered financial professional .

Jay is a previously registered financial professional and started their career in finance in 2008. Jay had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Jay R Lieberman | Jay Lieberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Palmer Square Capital Management, LLC; Investment Related; Portsmouth, NH; Investment Firm; Vice President; Start Date 3/17/2025; 160 Hrs Per Month; Wholesaler for private funds, ETFs, Interval Funds, Mutual Funds. 2). City of Portsmouth; Not Investment Related; Portsmouth, NH; Public Office; Police Commissioner-Elected; Administrative role that approves internal department promotions, submits budget recommendations to the City Council; Start: 1/1/2026; 1 Hour Per Month and 0 During Trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 7, 2025 - July 20, 2026

PALMER SQUARE CAPITAL MANAGEMENT LLC

RIA

CRD#: 155697

PORTSMOUTH, NH

Past

April 7, 2025 - July 17, 2026

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

January 7, 2025 - March 12, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Portsmouth, NH

Past

January 7, 2025 - March 12, 2025

AE FINANCIAL SERVICES, LLC

CRD#: 298608

TOPEKA, KS

Past

August 20, 2021 - December 3, 2024

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

May 3, 2021 - December 3, 2024

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

September 14, 2011 - April 21, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

September 14, 2011 - August 31, 2021

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

October 16, 2008 - September 9, 2011

PRUCO SECURITIES, LLC.

CRD#: 5685

OVERLAD PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALMER SQUARE CAPITAL MANAGEMENT LLC

PALMER SQUARE CAPITAL MANAGEMENT LLC | PALMER SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 155697 / SEC#: 801-72047

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PALMER SQUARE CAPITAL MANAGEMENT LLC

PALMER SQUARE CAPITAL MANAGEMENT LLC | PALMER SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 155697 / SEC#: 801-72047

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

1900 Shawnee Mission Parkway Suite 315, Mission Woods, KS 66205

Mailing Address

Phone number

(816) 994-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2025.03.31 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 27,091,623,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay R. Lieberman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

AE WEALTH MANAGEMENT, LLC

AE FINANCIAL SERVICES, LLC

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE DISTRIBUTORS, L.P.

WADDELL & REED

IVY DISTRIBUTORS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PALMER SQUARE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2021

Series 63

Date: 10/23/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2011

Series 6

Date: 10/15/2008

Current Firm

PALMER SQUARE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALMER SQUARE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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