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SJ

Simon M. Joseph

UNITED ADVISOR GROUP
Alexandria, VA
Some features on this profile are disabled
CRD#: 5602157
SJ

Professional summary

Simon Michel Joseph was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Simon Michel Joseph, who also goes by Simon Michael Youssef, Simon Michel Youssef, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Alexandria, Virginia.

Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Simon has worked at 9 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Simon Michael Youssef | Simon Michel Youssef

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)1)04/05/2024 - Highland Partners Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Michel Joseph's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2024 - Present

UNITED ADVISOR GROUP

RIA
CRD#: 324205
Alexandria, VA
Past

May 7, 2024 - August 8, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
ALEXANDRIA, VA
Past

May 6, 2024 - August 8, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
ALEXANDRIA, VA
Past

March 1, 2022 - May 9, 2024

MOMENTUM INDEPENDENT NETWORK INC.

RIA
CRD#: 17587
Alexandria, VA
Past

March 1, 2022 - May 9, 2024

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

February 17, 2021 - March 31, 2022

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
ALEXANDRIA, VA
Past

February 17, 2021 - March 31, 2022

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ALEXANDRIA, VA
Past

August 24, 2016 - February 17, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

August 24, 2016 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

August 19, 2009 - August 5, 2016

MORGAN STANLEY

RIA
CRD#: 149777
ALEXANDRIA, VA
Past

August 19, 2009 - August 5, 2016

MORGAN STANLEY

BD
CRD#: 149777
ALEXANDRIA, VA
Past

May 20, 2009 - July 9, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LANSDOWNE, VA
Past

May 20, 2009 - July 9, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LANSDOWNE, VA
Past

December 4, 2008 - June 16, 2009

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
LANSDOWNE, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES

CRD#: 324205 / SEC#: 801-127090

RIA
Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(8/27/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/28/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/18/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/2008
General Securities Representative Examination

Current Firm

UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES

CRD#: 324205 / SEC#: 801-127090

RIA
Registered Investment Advisory firm - (1/5/2023 Approved)
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Contact information

Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - UNITED ADVISOR GROUP (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,875
AUM (Assets Under Management)$ 1,091,628,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNITED ADVISOR GROUP

CRD#: 324205Alexandria, VA

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