William J. Cardwell

GETTINGS BUSCH WEALTH MANAGEMENT

KOKOMO, IN 46901

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CRD#: 5602142

Professional summary

William J Cardwell, CFP®, who also goes by Bill Joel Cardwell, is a registered financial advisor currently at GETTINGS BUSCH WEALTH MANAGEMENT located in Kokomo, Indiana.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Joel Cardwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT. VARIOUS CARRIERS. LIFE, HEALTH AND FIXED ANNUITIES. TIME SPENT: LESS THAN 10% / MONTH. 2. OWNER, AURORA PROPERTIES,LLC. HOLDS 50% OWNERSHIP STAKE. NOT INVESTMENT RELATED. RECEIVES RENTAL INCOME AND INCOME THROUGH PROPERTY SALES. TIME SPENT: LESS THAN 5% / MONTH. 3. AURORA FINANCIAL STRATEGIES. PRESIDENT. DBA NAME FOR INVESTMENT ADVISORY SERVICES. ENTITY USED FOR BOOKKEEPING AND ACCOUNTING PURPOSES. TIME SPENT: LESS THAN 5% / MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William J Cardwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 2, 2020 - Present

GETTINGS BUSCH WEALTH MANAGEMENT

Office #1: 2705 S Berkley Suite 1b, Kokomo, IN 46901

RIA

CRD#: 306757

KOKOMO, IN

Past

January 6, 2009 - December 31, 2019

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

Lafayette, IN

Past

October 24, 2008 - December 31, 2019

CFD INVESTMENTS, INC.

CRD#: 25427

LAFAYETTE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GETTINGS BUSCH WEALTH MANAGEMENT

CRD#: 306757 / SEC#: 801-117868

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/2/2020)

IAR

Texas
(6/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/15/2010

Municipal Securities Principal Examination

Current Firm

GETTINGS BUSCH WEALTH MANAGEMENT

CRD#: 306757 / SEC#: 801-117868

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

672 Main Street Suite 300, Lafayette, IN 47901

Mailing Address

Phone number

(765) 742-7366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BCGM 2023 PART 2A BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,761
AUM (Assets Under Management)	$ 444,067,799

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William J. Cardwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William J Cardwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

Primary Firm SEC Registration

GETTINGS BUSCH WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2009

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2008

Series 53

Date: 6/15/2010

Current Firm

GETTINGS BUSCH WEALTH MANAGEMENT

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GETTINGS BUSCH WEALTH MANAGEMENT

TRUST BUT VERIFY

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