Brian E. Canning

BRAVE NEW WEALTH

WESTLAKE VILLAGE, CA 91362

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CRD#: 5602008

Professional summary

Brian Edward Canning, CFP®, who also goes by Brian Canning, is a registered financial advisor currently at BRAVE NEW WEALTH located in Westlake Village, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brian has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Canning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Canning's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

May 5, 2025 - Present

BRAVE NEW WEALTH

Office #1: 30700 Russell Ranch Road Suite 250, Westlake Village, CA 91362

RIA

CRD#: 336030

WESTLAKE VILLAGE, CA

Past

January 23, 2012 - April 24, 2025

ABACUS WEALTH PARTNERS

RIA

CRD#: 128590

Santa Monica, CA

Past

February 8, 2011 - December 9, 2011

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WOODLAND HILLS, CA

Past

January 31, 2011 - December 8, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WOODLAND HILLS, CA

Past

January 8, 2010 - December 17, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

January 8, 2010 - December 17, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

February 9, 2009 - December 17, 2010

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/31/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/13/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/6/2009

General Securities Representative Examination

Current Firm

BRAVE NEW WEALTH

BRAVE NEW WEALTH | BRAVE NEW WEALTH, LLC

CRD#: 336030 / SEC#: 801-132706

RIA

Registered Investment Advisory firm - (11/10/2025 Terminated)

California

Registered Investment Advisory firm - (11/4/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

30700 Russell Ranch Road Suite 250, Westlake Village, CA 91362

Mailing Address

Phone number

(805) 243-9474

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - BRAVE NEW WEALTH (10/21/2025)

FORM ADV 2B - BRIAN CANNING (10/9/2025)

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 31,110,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian E. Canning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Canning's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAVE NEW WEALTH

ABACUS WEALTH PARTNERS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/31/2009

Series 63

Date: 2/13/2009

Series 7

Date: 2/6/2009

Current Firm

BRAVE NEW WEALTH

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRAVE NEW WEALTH

TRUST BUT VERIFY

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