William M. Haase

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CRD#: 5601899

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Michael Haase, who also goes by William Haase, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2008. William had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Haase

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 20, 2024 - December 31, 2025

365 WEALTH MANAGEMENT GROUP

RIA

CRD#: 314674

MASON, OH

Past

May 19, 2021 - December 31, 2023

365 WEALTH MANAGEMENT GROUP

RIA

CRD#: 314674

MASON, OH

Past

November 6, 2015 - June 15, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CINCINNATI, OH

Past

November 6, 2015 - June 15, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CINCINNATI, OH

Past

December 24, 2008 - November 12, 2015

EDWARD JONES

RIA

CRD#: 250

FAIRFIELD, OH

Past

November 20, 2008 - November 12, 2015

EDWARD JONES

CRD#: 250

FAIRFIELD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

365 WEALTH MANAGEMENT GROUP

365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC

CRD#: 314674 / SEC#: 801-126521

RIA

Registered Investment Advisory firm - (9/7/2022 Approved)

Ohio

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2008

General Securities Representative Examination

Current Firm

365 WEALTH MANAGEMENT GROUP

365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC

CRD#: 314674 / SEC#: 801-126521

RIA

Registered Investment Advisory firm - (9/7/2022 Approved)

Ohio

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

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Contact information

Main Address

5770 Gateway Blvd Suite 102, Mason, OH 45040

Mailing Address

Phone number

(513) 880-0002

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

365 WMG ADV 2A 2025 (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,046
AUM (Assets Under Management)	$ 183,182,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William M. Haase

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

365 WEALTH MANAGEMENT GROUP

365 WEALTH MANAGEMENT GROUP

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

365 WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2008

Current Firm

365 WEALTH MANAGEMENT GROUP

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

365 WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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