WH
William M. Haase
365 WEALTH MANAGEMENT GROUP
Mason, OH 45040
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CRD#: 5601899
WH
Professional summary
William Michael Haase, who also goes by William Haase, is a registered financial advisor currently at 365 WEALTH MANAGEMENT GROUP located in Mason, Ohio.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Haase
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CARBON WEALTH MANAGEMENT LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 3/3/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.
ELLA MIA LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 4/6/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, REAL ESTATE HOLDINGS.
NOMS NOMS LLC, NOT INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 3/18/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, CATERING.
HEDGEHOG INVESTMENTS LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 12/21/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, REAL ESTATE HOLDINGS.
WU TANG FINANCIAL LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 6/29/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTIES.
BBBC,LLC; NOT INVESTMENT RELATED; CINCINNATI,OH; 100% OWNERSHIP; START DATE 03/18/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDING COMPANY FOR PERSONAL AUTOMIBILE AND EQUIPMENT.
YELLOW FLOWER LLC, INV RELATED, LOVELAND, OH, 100% OWNERSHIP, START 11/1/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, PERSONAL EXPENSES.
CRS (Client Relationship Summary) - RIA
Click below to view William Michael Haase's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2024 - Present
365 WEALTH MANAGEMENT GROUP
Office #1: 5770 Gateway Blvd Suite 102, Mason, OH 45040RIA
CRD#: 314674
Mason, OH
Past
May 19, 2021 - December 31, 2023
365 WEALTH MANAGEMENT GROUP
RIA
CRD#: 314674
MASON, OH
Past
November 6, 2015 - June 15, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
CINCINNATI, OH
Past
November 6, 2015 - June 15, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CINCINNATI, OH
Past
December 24, 2008 - November 12, 2015
EDWARD JONES
RIA
CRD#: 250
FAIRFIELD, OH
Past
November 20, 2008 - November 12, 2015
EDWARD JONES
BD
CRD#: 250
FAIRFIELD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
3W
365 WEALTH MANAGEMENT GROUP
365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC
CRD#: 314674 / SEC#: 801-126521
RIA
Registered Investment Advisory firm - (9/7/2022 Approved)Ohio
Registered Investment Advisory firm - (12/31/2023 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(5/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
3W
365 WEALTH MANAGEMENT GROUP
365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC
CRD#: 314674 / SEC#: 801-126521
RIA
Registered Investment Advisory firm - (9/7/2022 Approved)Ohio
Registered Investment Advisory firm - (12/31/2023 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5770 Gateway Blvd Suite 102, Mason, OH 45040
Mailing Address
Phone number
(513) 880-0002
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,046 |
| AUM (Assets Under Management) | $ 183,182,460 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
365 WEALTH MANAGEMENT GROUP
CRD#: 314674Mason, OH 45040TRUST BUT VERIFY
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