Lauriston A. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauriston Augustus Wright, who also goes by Larry A Wright, was a registered financial professional .
Lauriston is a previously registered financial professional and started their career in finance in 2008. Lauriston had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2014 - August 28, 2015
B. RILEY WEALTH ADVISORS, INC.
March 25, 2014 - August 28, 2015
NATIONAL SECURITIES CORPORATION
February 9, 2012 - February 14, 2014
MML INVESTORS SERVICES, LLC
August 5, 2011 - February 14, 2014
MML INVESTORS SERVICES, LLC
December 24, 2008 - July 6, 2009
EDWARD JONES
November 20, 2008 - July 6, 2009
EDWARD JONES
Primary Firm SEC Registration
B. RILEY WEALTH ADVISORS, INC.
CRD#: 115927 / SEC#: 801-64837
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
B. RILEY WEALTH ADVISORS, INC.
CRD#: 115927 / SEC#: 801-64837
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17,372 |
| AUM (Assets Under Management) | $ 7,027,862,844 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 11/27/2024 | ||
| 05/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.