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EF

Emily L. Farrior

MARBLE WEALTH
MONTGOMERY, AL 36106
Some features on this profile are disabled
CRD#: 5600784
EF

Professional summary

Emily Lauren Farrior, who also goes by Emily Lauren Richardson, is a registered financial advisor currently at MARBLE WEALTH, LLC located in Montgomery, Alabama.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Emily has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Emily Lauren Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) On a temporary and transitional basis, Mrs. Farrior is dually-registered as an Investment Advisor Representative (IAR) with Marble Wealth LLC and as a Registered Representative (RR) with Sanctuary Securities, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Lauren Farrior's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2025 - Present

MARBLE WEALTH, LLC

Office #1: 4137 Carmichael Road Suite 210, Montgomery, AL 36106
RIA
CRD#: 335291
MONTGOMERY, AL
Past

April 21, 2023 - October 1, 2025

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
MONTGOMERY, AL
Past

April 21, 2023 - October 1, 2025

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MONTGOMERY, AL
Past

March 27, 2018 - May 6, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
MONTGOMERY, AL
Past

March 14, 2018 - May 6, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
MONTGOMERY, AL
Past

June 1, 2016 - August 16, 2017

ARLINGTON PARTNERS LLC

RIA
CRD#: 109335
BIRMINGHAM, AL
Past

January 2, 2015 - May 4, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
MONTGOMERY, AL
Past

January 2, 2015 - May 4, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
MONTGOMERY, AL
Past

November 25, 2013 - January 2, 2015

MERCHANT CAPITAL, L.L.C.

BD
CRD#: 5680
MONTGOMERY, AL
Past

February 13, 2013 - November 27, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
MONTGOMERY, AL
Past

February 13, 2013 - November 27, 2013

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
MONTGOMERY, AL
Past

October 28, 2011 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
MONTGOMERY, AL
Past

August 25, 2011 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MONTGOMERY, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARBLE WEALTH, LLC
MARBLE WEALTH, LLC

CRD#: 335291 / SEC#: 801-132676

RIA
Registered Investment Advisory firm - (4/30/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(5/30/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/27/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/7/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/5/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/2011
General Securities Representative Examination

Current Firm

MW
MARBLE WEALTH, LLC
MARBLE WEALTH, LLC

CRD#: 335291 / SEC#: 801-132676

RIA
Registered Investment Advisory firm - (4/30/2025 Approved)
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Contact information

Main Address
4137 Carmichael Road Suite 210, Montgomery, AL 36106
Mailing Address
Phone number
(334) 679-4800
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARBLE WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (10/31/2025)

Regulatory assets under management

Total Number of Accounts1,080
AUM (Assets Under Management)$ 894,602,562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARBLE WEALTH, LLC

CRD#: 335291Montgomery, AL 36106

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