EB
Eric T. Bottolfsen
CETERA INVESTMENT ADVISERS
PHOENIX, AZ 85014
Some features on this profile are disabled
CRD#: 5600312
EB
Eric Thomas BottolfsenCETERA INVESTMENT ADVISERS
Professional summary
Eric Thomas Bottolfsen is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Phoenix, Arizona and CETERA WEALTH SERVICES, LLC located in Phoenix, Arizona.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Eric has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2017; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: LOBO 1395 LLC; INVESTMENT RELATED: NO; ADDRESS: PHOENIX, AZ 85021; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGER; 3. NAME OF OTHER BUSINESS: 1717-218 LLC; INVESTMENT RELATED: NO; ADDRESS: PHOENIX, AZ 85021; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LANDLORD; 4. NAME OF OTHER BUSINESS: ETB CONSULTING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE BROKERAGE FOR DISABILITY INSURANCE; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: INSURANCE BROKERAGE; 5. NAME OF OTHER BUSINESS: ALLWEALTH PLANNING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: CO-FOUNDER, FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: MANAGE PRIVATE WEALTH CLIENTS & EMPLOYEE BENEFITS; 6. NAME OF OTHER BUSINESS: VIP MORTGAGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MORTGAGES AND REFINANCING START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: BRANCH MANAGER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MORTGAGES AND REFINANCING. WE ARE NOT ORIGINATING LOANS. VIP MORTGAGE IS AN EXISTING MORTGAGE COMPANY THAT WILL ACT AS ORIGINATOR AND BROKER
CRS (Client Relationship Summary) - RIA
Click below to view Eric Thomas Bottolfsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1430 E Missouri Ave Ste B111, Phoenix, AZ 85014RIA
CRD#: 105644
PHOENIX, AZ
Current
December 9, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1430 E Missouri Ave Ste B111, Phoenix, AZ 85014BD
CRD#: 13572
PHOENIX, AZ
Past
May 4, 2022 - December 16, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SCOTTSDALE, AZ
Past
November 13, 2020 - December 16, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/17/2024)
RR
Arizona(12/11/2024)
IAR
Arizona(12/11/2024)
RR
California(12/10/2024)
RR
Colorado(12/12/2024)
RR
Florida(12/10/2024)
RR
Georgia(4/15/2026)
RR
Illinois(12/16/2024)
RR
Indiana(4/29/2025)
RR
Massachusetts(8/27/2025)
RR
Michigan(5/1/2025)
RR
Minnesota(12/17/2024)
RR
Missouri(12/10/2024)
RR
Montana(12/18/2024)
RR
Nevada(9/2/2026)
RR
New Mexico(12/12/2024)
RR
New York(12/12/2024)
RR
North Carolina(9/10/2026)
RR
South Dakota(12/13/2024)
RR
Tennessee(9/11/2025)
IAR
Texas(8/26/2025)
RR
Texas(8/31/2025)
RR
Washington(1/12/2026)
RR
Wisconsin(3/6/2025)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 9/17/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Passed: 11/13/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
10,251
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 813,961 |
| AUM (Assets Under Management) | $ 256,813,748,739 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
