BE
Bert W. Ellis
PINNACLE PORTFOLIO ADVISORS
BOISE, ID
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CRD#: 5600303
BE
Professional summary
Bert Wayne Ellis is a registered financial advisor currently at PINNACLE PORTFOLIO ADVISORS located in Boise, Idaho.
Bert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Bert has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*94488
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: BOISE PUBLIC SCHOOLS FOUNDATION
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
8169 WEST VICTORY ROAD,
BOISE, IDAHO 83709
NATURE OF BUSINESS: CHARITABLE ORGANIZATION,
POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER,
START DATE OF RELATIONSHIP: 42535
NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1
DUTIES: HELP ORGANIZATION MEET ITS GOALS TO ASSIST SCHOOL PROGRAMS
Name of outside business : Silvercreek Realty Group LLC
Investment related : Y
Address of Business: 1099 S Wells, Suite 200, Meridian, ID 83642;
Title: Real Estate Agent
Duties: representation and referral of buyers and sellers of real estate
Start date with business: 2017-10-01
Hours devoted to business during trading hours : 5
Hours devoted to business outside trading hours : 5
Percentage of total yearly compensation expected to be derived from the business : 5
CRS (Client Relationship Summary) - RIA
Click below to view Bert Wayne Ellis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2017 - Present
PINNACLE PORTFOLIO ADVISORS
RIA
CRD#: 287622
BOISE, ID
Past
December 14, 2012 - March 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOISE, ID
Past
December 14, 2012 - March 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOISE, ID
Past
June 1, 2009 - December 19, 2012
MORGAN STANLEY
RIA
CRD#: 149777
BOISE, ID
Past
June 1, 2009 - December 19, 2012
MORGAN STANLEY
BD
CRD#: 149777
BOISE, ID
Past
February 6, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BOISE, ID
Past
February 4, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PINNACLE PORTFOLIO ADVISORS
PINNACLE PORTFOLIO ADVISORS | PINNACLE PORTFOLIO ADVISORS, LLC
CRD#: 287622 / SEC#: 801-114877
RIA
Registered Investment Advisory firm - (3/22/2019 Approved)California
Registered Investment Advisory firm - (5/5/2019 Terminated)Idaho
Registered Investment Advisory firm - (4/5/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/6/2017)
IAR
Idaho(3/24/2017)
IAR
Washington(11/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PP
PINNACLE PORTFOLIO ADVISORS
PINNACLE PORTFOLIO ADVISORS | PINNACLE PORTFOLIO ADVISORS, LLC
CRD#: 287622 / SEC#: 801-114877
RIA
Registered Investment Advisory firm - (3/22/2019 Approved)California
Registered Investment Advisory firm - (5/5/2019 Terminated)Idaho
Registered Investment Advisory firm - (4/5/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Boise, ID
Mailing Address
Phone number
(208) 813-3181
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 171,104,258 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
