Lorie A. Scheibel

SMARTER AND WISE

Crownsville, MD

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CRD#: 5600255

Professional summary

Lorie Ann Scheibel is a registered financial advisor currently at SMARTER AND WISE located in Crownsville, Maryland.

Lorie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lorie has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LORI SCHEIBEL, Sole Proprietor, 953 BARGAGNI RD, CROWNSVILLE, MD, 11/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,12 HR/MO, 12 HR/MO TRADING, Investment Related. 2) ANNE ARUNDEL COMMUNITY COLLEGE, SCHOOL OF CONTINUING EDUCATION AND WORKFORCE DEVELOPMENT, 101 COLLEGE PKWY, ARNOLD, MD, 1/2018, ADJUNCT FACULTY, 2 HR/MO, 0 HR/MO TRADING, Non-Investment Related. 3) NORKUS REFERRALS , 1655 Crofton Blvd, Suite 200, Crofton MD 21114, United States, 02/2023, Agent, Referrals, 1 HR/MO - 0 HR/MO TRADING, Investment Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorie Ann Scheibel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2023 - Present

SMARTER AND WISE

RIA

CRD#: 325719

Crownsville, MD

Past

May 23, 2017 - August 3, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Crownsville,, MD

Past

May 23, 2017 - August 3, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Crownsville,, MD

Past

December 9, 2014 - June 6, 2017

OSAIC FA, INC.

RIA

CRD#: 3978

ANNAPOLIS, MD

Past

December 9, 2014 - June 6, 2017

OSAIC FA, INC.

CRD#: 3978

ANNAPOLIS, MD

Past

October 11, 2011 - December 16, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

Past

September 30, 2011 - December 16, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

COLUMBIA, MD

Past

March 11, 2009 - December 31, 2009

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

October 10, 2008 - December 31, 2009

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

POTOMAC FALLS, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/1/2023)

IAR

Texas
(7/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2009

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/9/2008

Direct Participation Programs Representative Examination

Current Firm

SMARTER AND WISE

SCHEIBEL PLANNING SOLUTIONS, LLC | SMARTER AND WISE

CRD#: 325719 / SEC#:

Maryland

Registered Investment Advisory firm - (8/1/2023 Approved)

Texas

Registered Investment Advisory firm - (6/29/2023 Conditional Restricted)

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Contact information

Main Address

Crownsville, MD

Mailing Address

Phone number

(443) 491-9370

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 18,901,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lorie A. Scheibel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorie Ann Scheibel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

OSAIC FA, INC.

OSAIC FA, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2009

Series 63

Date: 11/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 1/16/2009

Series 22

Date: 10/9/2008

Current Firm

SMARTER AND WISE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SMARTER AND WISE

TRUST BUT VERIFY

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