Kshitij Golani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kshitij Golani, who also goes by Kg Golani, was a registered financial professional .
Kshitij is a previously registered financial professional and started their career in finance in 2014. Kshitij had worked at 3 firms and has passed the Series 99TO and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2022 - August 8, 2024
FORGE SECURITIES LLC
June 16, 2016 - September 9, 2016
CITIC SECURITIES INTERNATIONAL USA, LLC
January 16, 2014 - March 8, 2017
CLSA AMERICAS, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 10/14/2022
Operations Professional ExaminationCurrent Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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