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Nicholas A Tilli

Nicholas A. Tilli

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CRD#: 5599495
Nicholas A Tilli

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas A Tilli, CFP®, who also goes by Nick Andrew Tilli, Nicholas Andrew Tilli, Nicholas Tilli, was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2008. Nicholas had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Core Areas of Focus

Corporate Executives
Fixed Fee (Subscription
Retainer
etc.)
Hourly
Investment Advice with Ongoing Management
Medical Professionals
Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?
Tilli Wealth Management works ...
folks nearing or in retirement
and those with equity compensa...
lower their taxes
and optimize their investments...
Are you a "fiduciary"?
No

Aliases

Nick Andrew Tilli | Nicholas Andrew Tilli | Nicholas Tilli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

July 28, 2021 - December 31, 2025

GROUNDED WEALTH

RIA
CRD#: 314801
PLYMOUTH, MN
Past

July 12, 2021 - May 18, 2023

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
PLYMOUTH, MN
Past

May 17, 2019 - June 24, 2021

THE MATHER GROUP, LLC

RIA
CRD#: 156005
CHICAGO, IL
Past

November 24, 2016 - May 7, 2019

BERGANKDV WEALTH MANAGEMENT, LLC

RIA
CRD#: 143038
BLOOMINGTON, MN
Past

December 17, 2013 - November 2, 2016

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
EDINA, MN
Past

March 23, 2010 - November 1, 2016

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
EDINA, MN
Past

September 22, 2009 - March 3, 2010

TD AMERITRADE, INC.

RIA
CRD#: 7870
MINNEAPOLIS, MN
Past

September 22, 2009 - March 3, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
MINNEAPOLIS, MN
Past

September 22, 2009 - March 3, 2010

TD AMERITRADE, INC.

BD
CRD#: 7870
MINNEAPOLIS, MN
Past

December 22, 2008 - September 4, 2009

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/16/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/2008
General Securities Representative Examination

Current Firm

GROUNDED WEALTH
GROUNDED WEALTH
GROUNDED WEALTH | TILLI WEALTH MANAGEMENT LLC | TILLI WEALTH MANAGEMENT

CRD#: 314801 / SEC#:

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Contact information

Main Address
Minnetonka, MN
Mailing Address
Phone number
(952) 836-6063
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts14
AUM (Assets Under Management)$ 29,843,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROUNDED WEALTH

GROUNDED WEALTH

CRD#: 314801

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