TM
Teresa E. Milner
17 CAPITAL PARTNERS
Phoenix, AZ 85018
Some features on this profile are disabled
CRD#: 5599444
TM
Professional summary
Teresa Elizabeth Milner, who also goes by Teresa Elizabeth Shanks, Teresa Elizabeth Shellberg, is a registered financial advisor currently at 17 CAPITAL PARTNERS, LLC located in Phoenix, Arizona.
Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Teresa has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Teresa Elizabeth Shanks | Teresa Elizabeth Shellberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Smarter Divorce Solutions. Not investment related. 5110 N 40th St Ste 109, Phoenix, AZ 85018. This can be done from home. Collaborative Divorce business. Position: CDFA (Certified Divorce Financial Analyst as a Divorce Consultant). Independent contractor, W-2 employee. Engagement will begin in Nov/Dec 2023. 10-20hrs/month. 5-10hrs/month during trading hours. CDFA Certified Divorce Financial Analyst: provide individuals, couples, LMHP, mediators, and attorneys with financial expertise during divorce. Planning and advice on the financial aspects pertaining to the divorce. The goal is to help devise settlement solutions that make financial sense for both parties. Role can be as a Financial Neutral - representing the best interests of both parties, or as a Financial Advocate, representing one party and helping/guiding them on making the financial decisions required through the divorce process. Board for Collaborative Professionals of Phoenix - Treasurer. This is a two year term that began in December of 2022. Not investment related. Mailing address 5110 N 40th Street, Phoenix, AZ 85018. 4-5 hours/month. This can be done from home. Maintains the bank account for this organization and pays its expenses. Attends monthly board meetings as well as monthly member meetings. Board meetings are during trading hours and last approximately one hour/once/month. Board for Maricopa County Association of Family Mediators (MCAFM) - Member at Large. This is a two year term that began in June of 2023. Not investment related. 2-4 hours/month. Can be done from home. Members are interested in and supportive of resolving family issues through mediation and other collaborative problem-solving processes. Attends board meetings and monthly members meetings. Gives input as to what's going on within the organization and its members and provide feedback for improvement, strengthen the organization, etc. Board meetings are during trading hours and last approximately one hour/once/month.
CRS (Client Relationship Summary) - RIA
Click below to view Teresa Elizabeth Milner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2023 - Present
17 CAPITAL PARTNERS, LLC
Office #1: 4417 N. 40th Street Suite 300, Phoenix, AZ 85018RIA
CRD#: 283013
Phoenix, AZ
Past
September 16, 2022 - December 6, 2023
PARALLEL ADVISORS, LLC
RIA
CRD#: 140800
SCOTTSDALE, AZ
Past
January 17, 2017 - August 6, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OMAHA, NE
Past
January 9, 2014 - January 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
OMAHA, NE
Past
May 20, 2013 - September 1, 2022
CWM, LLC
RIA
CRD#: 155344
Scottsdale, AZ
Past
May 9, 2013 - January 19, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
OMAHA, NE
Past
May 25, 2012 - April 15, 2013
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
OMAHA, NE
Past
May 2, 2012 - April 15, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
OMAHA, NE
Past
February 15, 2011 - May 4, 2012
CETERA ADVISORS LLC
RIA
CRD#: 10299
OMAHA, NE
Past
February 15, 2011 - May 4, 2012
CETERA ADVISORS LLC
BD
CRD#: 10299
OMAHA, NE
Past
March 10, 2010 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
OMAHA, NE
Past
April 7, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1C
17 CAPITAL PARTNERS, LLC
17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT
CRD#: 283013 / SEC#: 801-120928
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)Arizona
Registered Investment Advisory firm - (10/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
1C
17 CAPITAL PARTNERS, LLC
17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT
CRD#: 283013 / SEC#: 801-120928
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)Arizona
Registered Investment Advisory firm - (10/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4417 N. 40th Street Suite 300, Phoenix, AZ 85018
Mailing Address
Phone number
(602) 718-1177
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 323 |
| AUM (Assets Under Management) | $ 212,155,760 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
