Dorenus O. Johnikin

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CRD#: 5599183

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dorenus Orlando Johnikin JR., who also goes by Dj Johnikin, Dorenus Johnikin, was a registered financial professional .

Dorenus is a previously registered financial professional and started their career in finance in 2008. Dorenus had worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dj Johnikin | Dorenus Johnikin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Roberts Wealth Management; Investment Related; Sugar Land, TX; Insurance Agency; Insurance Agent; Start Date 10/2023; Approximately 80 hours/month with the majority of hours done during securities trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 12, 2023 - November 28, 2023

RWM CAPITAL, LLC

RIA

CRD#: 310635

Biloxi, MS

Past

August 5, 2019 - March 31, 2022

PERSEA CAPITAL MANAGEMENT

RIA

CRD#: 288156

Detroit, MI

Past

January 26, 2009 - April 17, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

RIDGELAND, MS

Past

October 20, 2008 - November 4, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RWM CAPITAL, LLC

ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/2008

General Securities Representative Examination

Current Firm

RWM CAPITAL, LLC

ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

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Contact information

Main Address

1650 Highway 6 Suite 250, Sugar Land, TX 77478

Mailing Address

2555 Marshall Road Suite C-1, Biloxi, MS 39531

Phone number

(832) 981-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/11/2025)

Regulatory assets under management

Total Number of Accounts	2,096
AUM (Assets Under Management)	$ 161,362,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dorenus O. Johnikin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RWM CAPITAL, LLC

PERSEA CAPITAL MANAGEMENT

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

RWM CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/2019

Series 7

Date: 10/17/2008

Current Firm

RWM CAPITAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RWM CAPITAL, LLC

TRUST BUT VERIFY

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