James C. Glennon

G&S WEALTH MANAGEMENT LLC

Elko, NV 89801

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CRD#: 5599140

Professional summary

James Corter Glennon is a registered financial advisor currently at G&S WEALTH MANAGEMENT LLC located in Elko, Nevada.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMES IS A SHAREHOLDER IN A CPA FIRM NAMED GLENNON & SANDOVAL COMPANY, 346 7TH STREET, ELKO, NV 89801. HE DEVOTES 60% PERCENT OF THE WORK WEEK, DURING TRADING HOURS TO GLENNON & SANDOVAL COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Corter Glennon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2011 - Present

G&S WEALTH MANAGEMENT LLC

Office #1: 475 Railroad Street, Elko, NV 89801

RIA

CRD#: 155999

Elko, NV

Past

January 21, 2011 - December 31, 2013

G&S WEALTH MANAGEMENT LLC

RIA

CRD#: 155999

ELKO, NV

Past

December 12, 2008 - December 21, 2010

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

ELKO, NV

Past

December 11, 2008 - December 21, 2010

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

ELKO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(1/21/2011)

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Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/2008

General Securities Representative Examination

Current Firm

G&S WEALTH MANAGEMENT LLC

CRD#: 155999 / SEC#:

Nevada

Registered Investment Advisory firm - (1/21/2011 Approved)

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Contact information

Main Address

475 Railroad Street, Elko, NV 89801

Mailing Address

Phone number

(775) 777-8497

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 8,297,469

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James C. Glennon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Corter Glennon's CRS (Customer Relationship Summary).

Certified licenses

Experience

G&S WEALTH MANAGEMENT LLC

G&S WEALTH MANAGEMENT LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2008

Series 7

Date: 12/10/2008

Current Firm

G&S WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

G&S WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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