William P. Tanner

PANORAMIC INVESTMENT ADVISORS

Glendale, CO 80246

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CRD#: 5598824

Professional summary

William Paul Tanner is a registered financial advisor currently at PANORAMIC INVESTMENT ADVISORS located in Glendale, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Tanner and Company, which provides tax preparation services. It is anticipated that 80% of his time, will be spent providing these services for which he may receive normal and customary compensation for this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Paul Tanner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2017 - Present

PANORAMIC INVESTMENT ADVISORS

Office #1: 650 South Cherry Street, Suite 840, Glendale, CO 80246

RIA

CRD#: 290770

Glendale, CO

Past

February 10, 2009 - December 19, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

GLENDALE, CO

Past

October 2, 2008 - December 19, 2017

SII INVESTMENTS, INC.

CRD#: 2225

GLENDALE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PANORAMIC INVESTMENT ADVISORS

CRD#: 290770 / SEC#: 801-112146

RIA

Registered Investment Advisory firm - (12/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2008

General Securities Representative Examination

Current Firm

PANORAMIC INVESTMENT ADVISORS

CRD#: 290770 / SEC#: 801-112146

RIA

Registered Investment Advisory firm - (12/8/2017 Approved)

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Contact information

Main Address

650 South Cherry Street, Suite 840, Glendale, CO 80246

Mailing Address

Phone number

(303) 691-1808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (4/3/2025)

Regulatory assets under management

Total Number of Accounts	1,066
AUM (Assets Under Management)	$ 292,521,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William P. Tanner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Paul Tanner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PANORAMIC INVESTMENT ADVISORS

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

Primary Firm SEC Registration

PANORAMIC INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2009

SIE

Date: 12/19/2017

Series 7

Date: 10/1/2008

Current Firm

PANORAMIC INVESTMENT ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PANORAMIC INVESTMENT ADVISORS

TRUST BUT VERIFY

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