WC
William R. Crossan
PARK AVENUE SECURITIES LLC
Hunt Valley, MD 21031
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CRD#: 5598723
WC
Professional summary
William Robert Crossan III, who also goes by William Robert Crossan, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Hunt Valley, Maryland.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Robert Crossan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Campfire Culture- Life Coaching, Start Date: 06/01/2022, Address: 1005 N Cuernavaca Dr., Austin TX 78733, 15 hours per month;8 hours per month during securities trading hours, Not Investment Related, 2) Financial Growth Partners, LLC, Start Date: 5/30/2024, Address: 12110 Sunset Hills Road, Suite 340, Reston, VA 20190, 200 total hours per month; 130 during securities trading hours, Investment Related, No Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Crossan III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Robert Crossan III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 11350 Mccormick Road, Executive Plaza Iii Suite 202, Hunt Valley, MD 21031RIA
BD
CRD#: 46173
Hunt Valley, MD
Current
August 25, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 11350 Mccormick Road, Executive Plaza Iii Suite 202, Hunt Valley, MD 21031RIA
BD
CRD#: 46173
Hunt Valley, MD
Past
May 14, 2021 - September 2, 2021
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Austin, TX
Past
May 14, 2021 - September 2, 2021
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
January 15, 2013 - November 23, 2020
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
AUSTIN, TX
Past
October 17, 2012 - November 23, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
AUSTIN, TX
Past
April 4, 2011 - September 7, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
AUSTIN, TX
Past
March 22, 2011 - September 7, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
AUSTIN, TX
Past
February 4, 2011 - March 18, 2011
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
AUSTIN, TX
Past
November 7, 2008 - March 18, 2011
NYLIFE SECURITIES LLC
BD
CRD#: 5167
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/2/2022)
RR
Alaska(9/2/2022)
RR
Arizona(9/2/2022)
RR
Arkansas(9/2/2022)
RR
California(9/2/2022)
IAR
California(4/17/2023)
RR
Colorado(9/2/2022)
RR
Connecticut(9/2/2022)
IAR
Connecticut(12/5/2022)
RR
Delaware(8/25/2022)
IAR
Delaware(2/7/2023)
RR
District of Columbia(8/25/2022)
RR
Florida(1/17/2023)
IAR
Florida(1/18/2023)
RR
Georgia(9/2/2022)
IAR
Georgia(8/21/2024)
RR
Hawaii(9/2/2022)
RR
Idaho(9/2/2022)
RR
Illinois(9/2/2022)
IAR
Illinois(1/20/2023)
RR
Indiana(9/2/2022)
RR
Iowa(9/2/2022)
RR
Kansas(9/2/2022)
RR
Kentucky(9/2/2022)
RR
Louisiana(4/14/2025)
IAR
Louisiana(4/15/2025)
RR
Maine(9/2/2022)
RR
Maryland(8/25/2022)
IAR
Maryland(11/3/2022)
RR
Massachusetts(12/6/2022)
IAR
Massachusetts(6/7/2023)
RR
Michigan(9/2/2022)
RR
Minnesota(9/2/2022)
RR
Mississippi(9/2/2022)
RR
Missouri(9/2/2022)
IAR
Missouri(9/11/2024)
RR
Montana(9/2/2022)
RR
Nebraska(4/14/2025)
IAR
Nebraska(4/16/2025)
RR
Nevada(9/2/2022)
RR
New Hampshire(9/2/2022)
RR
New Jersey(9/2/2022)
IAR
New Jersey(12/9/2022)
RR
New Mexico(9/2/2022)
RR
New York(12/1/2022)
IAR
New York(12/2/2022)
RR
North Carolina(1/6/2023)
IAR
North Carolina(1/9/2023)
RR
North Dakota(4/28/2023)
RR
Ohio(9/2/2022)
RR
Oklahoma(9/2/2022)
RR
Oregon(9/2/2022)
IAR
Oregon(1/6/2023)
RR
Pennsylvania(8/25/2022)
IAR
Pennsylvania(1/10/2023)
RR
Rhode Island(9/2/2022)
RR
South Carolina(6/7/2023)
IAR
South Carolina(4/2/2024)
RR
Tennessee(9/2/2022)
RR
Texas(8/25/2022)
IAR
Texas(12/1/2022)
RR
Utah(9/2/2022)
RR
Vermont(9/2/2022)
IAR
Vermont(3/27/2024)
RR
Virginia(8/25/2022)
IAR
Virginia(1/10/2023)
RR
Washington(9/2/2022)
RR
West Virginia(9/2/2022)
IAR
West Virginia(2/6/2023)
RR
Wisconsin(9/2/2022)
RR
Wyoming(9/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Hunt Valley, MD 21031TRUST BUT VERIFY
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