Cameron H. Carty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cameron Howard Carty, CFP®, who also goes by Cameron H Carty, was a registered financial professional .
Cameron is a previously registered financial professional and started their career in finance in 2008. Cameron had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2017 - March 14, 2025
T. ROWE PRICE ASSOCIATES, INC.
February 6, 2015 - March 14, 2025
T. ROWE PRICE INVESTMENT SERVICES, INC.
October 13, 2011 - January 15, 2015
STRATEGIC ADVISERS LLC
October 5, 2011 - January 14, 2015
FIDELITY BROKERAGE SERVICES LLC
September 16, 2009 - September 13, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2009 - September 13, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 2008 - August 24, 2009
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
