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JJ

Jason M. Johns

ROCK HARBOR CAPITAL
BIRMINGHAM, MI 48009
Some features on this profile are disabled
CRD#: 5598644
JJ
Jason M JohnsROCK HARBOR CAPITAL

Professional summary

Jason M Johns, who also goes by Jason Michael Johns, Jason Johns, is a registered financial advisor currently at ROCK HARBOR CAPITAL LLC located in Birmingham, Michigan and FORESIDE FUND SERVICES, LLC located in Birmingham, Michigan.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jason has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Jason Michael Johns | Jason Johns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rock Harbor, LLC; Investment Related; Sales; Bloomfield Hills, MI; Start 10/30/2024; Regional Sales Director; Distribute Investment Products to Registered Investment Advisors; 160 hours per month/160 hrs per month trading 2) Harbor House, LLC; Not Investment Related; Short-Term Rental; Bloomfield Hills, MI; 09/2020; Owner; Rent vacation home out to guests via VRBO; 2 Hrs./Mo. 3) Rock Harbor Capital, LLC; Investment Related; Sales; Birmingham, MI; 07/2026; IAR; Supplemental to my role at Rock Harbor LLC; 10 Hrs./Mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason M Johns's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2026 - Present

ROCK HARBOR CAPITAL LLC

Office #1: 390 Park Street Suite 250, Birmingham, MI 48009
RIA
CRD#: 327728
BIRMINGHAM, MI
Current

November 14, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 390 Park Street Suite 250, Birmingham, MI 48009
BD
CRD#: 46106
Birmingham, MI
Past

August 16, 2021 - January 29, 2024

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

March 28, 2011 - December 1, 2020

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

October 25, 2010 - December 1, 2020

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/27/2026)
RR
Georgia
(7/29/2026)
RR
Indiana
(1/7/2025)
RR
Michigan
(11/14/2024)
IAR
Michigan
(8/12/2026)
RR
Montana
(1/9/2025)
RR
Texas
(1/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/25/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RH
ROCK HARBOR CAPITAL LLC
ROCK HARBOR CAPITAL LLC

CRD#: 327728 / SEC#:

Michigan
Registered Investment Advisory firm - (9/14/2023 Approved)
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Contact information

Main Address
390 Park Street Suite 250, Birmingham, MI 48009
Mailing Address
Phone number
(248) 283-3060
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCK HARBOR CAPITAL LLC

CRD#: 327728Birmingham, MI 48009

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