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AP

Alok R. Prasad

LEXINGTON PARK CAPITAL MARKETS
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 5598460
AP

Professional summary

Alok R Prasad, who also goes by Alok Ranjan Prasad, is a registered financial professional currently at LEXINGTON PARK CAPITAL MARKETS, LLC located in Orlando, Florida.

Alok is registered as a RR (Registered Representative) and started their career in finance in 2009. Alok has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alok Ranjan Prasad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alok R Prasad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 19, 2020 - Present

LEXINGTON PARK CAPITAL MARKETS, LLC

Office #1: 390 N Orange Ave 23rd Floor, Orlando, FL 32801
BD
CRD#: 158815
Orlando, FL
Past

October 27, 2010 - January 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

March 3, 2009 - January 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/19/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/25/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/29/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LP
LEXINGTON PARK CAPITAL MARKETS, LLC
LEXINGTON PARK CAPITAL MARKETS, LLC

CRD#: 158815 / SEC#: , 8-68925

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
390 N Orange Ave 23rd Floor, Orlando, FL 32801
Mailing Address
390 N Orange Ave 23rd Floor, Orlando, FL 32801
Phone number
(212) 257-6470
Established
Delaware since 05/27/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEXINGTON PARK GROUP, LLCSOLE MEMBER
DAS, RAJIBEXECUTIVE REP, CEO/CCO2912560
NIXON, JON ALANFINOP4710715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEXINGTON PARK CAPITAL MARKETS, LLC

CRD#: 158815Orlando, FL 32801

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