Rory D. Jones

DOGWOOD WEALTH MANAGEMENT

Lenexa, KS 66219

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CRD#: 5598236

Professional summary

Rory Drew Jones, AIF®, CFP®, who also goes by Drew Jones, is a registered financial advisor currently at DOGWOOD WEALTH MANAGEMENT, LLC located in Lenexa, Kansas.

Rory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Rory has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BARBER FINANCIAL GROUP - RIA, 13550 W. 95TH ST LENEXA KS 66215, INVESTMENT ADVSIOR REPRESENTATIVE, 1/25/2012, 20 HOURS TOTAL, 20 DURING TRADING HOURS, ORIA/FINANCIAL PLANNING.--

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rory Drew Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 4, 2024 - Present

DOGWOOD WEALTH MANAGEMENT, LLC

Office #1: 8813 Penrose Ln Suite 350, Lenexa, KS 66219

RIA

CRD#: 317580

Lenexa, KS

Past

April 26, 2023 - October 4, 2024

MODERN WEALTH MANAGEMENT, LLC

RIA

CRD#: 324624

LENEXA, KS

Past

December 15, 2011 - December 7, 2023

BARBER FINANCIAL GROUP

RIA

CRD#: 152043

LENEXA, KS

Past

December 9, 2009 - August 29, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

LENEXA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOGWOOD WEALTH MANAGEMENT, LLC

CRD#: 317580 / SEC#: 801-123208

RIA

Registered Investment Advisory firm - (2/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/4/2024)

IAR

Missouri
(10/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2009

General Securities Representative Examination

Current Firm

DOGWOOD WEALTH MANAGEMENT, LLC

CRD#: 317580 / SEC#: 801-123208

RIA

Registered Investment Advisory firm - (2/11/2022 Approved)

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Contact information

Main Address

8813 Penrose Ln Suite 350, Lenexa, KS 66219

Mailing Address

Phone number

(913) 232-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	1,350
AUM (Assets Under Management)	$ 233,458,540

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rory D. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rory Drew Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN WEALTH MANAGEMENT, LLC

BARBER FINANCIAL GROUP

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

DOGWOOD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2011

Series 63

Date: 2/2/2010

SIE

Date: 8/29/2016

Series 7

Date: 12/8/2009

Current Firm

DOGWOOD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOGWOOD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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