Shara S. Voulgaris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shara Silvia Voulgaris, who also goes by Shara S Voulgaris, Shara Silvia Voulgaris Ms., was a registered financial professional .
Shara is a previously registered financial professional and started their career in finance in 2009. Shara had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2021 - October 5, 2021
SPOTLIGHT ASSET GROUP
December 21, 2016 - February 14, 2020
TD AMERITRADE, INC.
December 21, 2016 - February 14, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 21, 2016 - February 14, 2020
TD AMERITRADE, INC.
August 10, 2016 - November 8, 2016
MML INVESTORS SERVICES, LLC
July 21, 2016 - November 8, 2016
MML INVESTORS SERVICES, LLC
March 4, 2016 - April 5, 2016
PRUCO SECURITIES, LLC.
November 18, 2014 - July 6, 2015
FIRST TRUST ADVISORS LP
November 18, 2014 - July 6, 2015
FIRST TRUST PORTFOLIOS L.P.
November 18, 2009 - November 13, 2014
TD AMERITRADE, INC.
November 18, 2009 - November 13, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 7, 2009 - November 13, 2014
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPOTLIGHT ASSET GROUP
CRD#: 288076 / SEC#: 801-110415
Contact information
Regulatory assets under management
| Total Number of Accounts | 398 |
| AUM (Assets Under Management) | $ 205,143,765 |
Red Flags
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