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Sandra P Conners

Sandra P. Conners

Some features on this profile are disabled
CRD#: 5597731
Sandra P Conners

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sandra P Conners, CFP® was a registered financial professional .

Sandra is a previously registered financial professional and started their career in finance in 2009. Sandra had worked at 4 firms and has passed the Series 66 and Series 7 exams.

Biography

Sandra is currently a manager and principal of Aspiriant, a premier wealth management firm serving elite clientele. She was previously a financial planner and principal at Hokanson Associates before the company merged with Aspiriant. Her primary responsibilities include managing the day-to-day needs of clients, developing financial plans and financial reviews. Sandra began her career in New York City as an auditor and then moved to San Diego where she worked in tax. She received her CPA license in 1991 and for 20 years assisted individuals and small business as a tax preparer and consultant. In 2009, she received her certification as a Certified Financial Planner (CFP®) and launched a new career. She has worked as wealth strategy associate at a national and local financial services firm, where she was responsible for financial planning for high-net-worth individuals. Sandra is active in the community of San Diego. She currently sits on the board of Community Resource Center whose mission is to provide families in need and victims of domestic violence with safety, stability and a path to self-sufficiency. She is also an active member of Children’s Hospital and Just in Time, an organization which assists foster youth transition to self-sufficiency and well-being. Sandra enjoys spending time with her two daughters, skiing, and traveling. Sandra earned her Bachelor of Arts degree in Accounting from Fordham University in 1986.

Question & Answer

What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Estate Planning
Retirement Planning
Tax Planning
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Education

Experience

Past

January 4, 2016 - January 27, 2025

ASPIRIANT, LLC

RIA
CRD#: 146720
San Diego, CA
Past

November 16, 2015 - January 4, 2016

HOKANSON ASSOCIATES, INC.

RIA
CRD#: 104617
SOLANA BEACH, CA
Past

January 13, 2012 - February 13, 2015

MARINER WEALTH

RIA
CRD#: 140195
OVERLAND PARK, KS
Past

January 20, 2010 - June 10, 2010

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN DIEGO, CA
Past

October 6, 2009 - June 10, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ASPIRIANT, LLC
ASPIRIANT, LLC
ASPIRIANT, LLC | KOCHIS FITZ/QUINTILE LLC

CRD#: 146720 / SEC#: 801-68987

RIA
Registered Investment Advisory firm - (4/8/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/19/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2009
General Securities Representative Examination

Current Firm

ASPIRIANT, LLC
ASPIRIANT, LLC
ASPIRIANT, LLC | KOCHIS FITZ/QUINTILE LLC

CRD#: 146720 / SEC#: 801-68987

RIA
Registered Investment Advisory firm - (4/8/2008 Approved)
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Contact information

Main Address
11100 Santa Monica Blvd Suite 600, Los Angeles, CA 90025
Mailing Address
201 E Fifth Street Suite 1430, Cincinnati, OH 45202
Phone number
(310) 806-4000
Established
Firm type
Fiscal year end
# of Employees
212

SEC notice filing (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

09222025 (9/22/2025)

Regulatory assets under management

Total Number of Accounts11,731
AUM (Assets Under Management)$ 15,532,934,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/17/2025
Cover Page
Report
11/22/2024
Cover Page
Report
12/20/2023
Cover Page
Report
01/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASPIRIANT, LLC

ASPIRIANT, LLC

Director in Wealth Management, PartnerCRD#: 146720

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