JL
Javier M. Levy
VALLEY FINANCIAL MANAGEMENT
Aventura, FL 33180
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CRD#: 5597603
JL
Professional summary
Javier Marcos Levy, who also goes by Marcos Javier Levy, is a registered financial advisor currently at VALLEY FINANCIAL MANAGEMENT, INC. located in Aventura, Florida and VALLEY WEALTH MANAGERS, INC. located in Aventura, Florida.
Javier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Javier has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcos Javier Levy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of outside activity/business: RPTV Group 1, LLC Is the business investment-related: Address of business: 1517 Pongam Ter, Hollywood, FL Nature of the other business: the company is an investment vehicle used for passive real estate investment in a fund (Prodigy Crowdfunding) that is in bankruptcy process since 2020. At this point, RPTV group 1, LLC doesn't have any other investment. (Crowdfunding Firm Prodigy Network's Chaotic Collapse (therealdeal.com)) Your position, title, or relationship with the other business: Partner and General Manager Description of your duties relating to the other business: annual report filing and paying annual fees. The start date of your relationship: 2016 Start date of new position: same Approximate number of hours/months you devote to the other business: 1 hour p/ month. Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: NO If compensated, expected compensation: Is the outside entity or any of its authorized parties a client? It's an outside entity. Please also provide any documents that give color on the organization and your proposed role. For example: a mission statement or website, and / or a charter outlining the position's specific responsibilities with the entity. Don't have any website.
CRS (Client Relationship Summary) - RIA
Click below to view Javier Marcos Levy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2022 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180RIA
BD
CRD#: 105387
Aventura, FL
Current
August 7, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180RIA
CRD#: 108879
Aventura, FL
Current
July 9, 2010 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180RIA
BD
CRD#: 105387
Aventura, FL
Past
February 1, 2010 - June 17, 2010
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
AVENTURA, FL
Past
September 25, 2008 - December 31, 2008
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/12/2010)
RR
Colorado(4/7/2016)
RR
Connecticut(4/28/2016)
RR
Delaware(10/18/2019)
RR
District of Columbia(4/20/2020)
RR
Florida(7/9/2010)
IAR
Florida(4/20/2022)
RR
Georgia(1/3/2012)
RR
Illinois(10/19/2022)
RR
Maryland(7/12/2010)
RR
Massachusetts(3/17/2021)
RR
Minnesota(1/3/2012)
RR
Nevada(1/30/2014)
RR
New Jersey(11/16/2012)
RR
New York(7/9/2010)
RR
North Carolina(10/9/2018)
RR
Ohio(11/19/2021)
RR
South Carolina(10/9/2018)
RR
Virginia(7/12/2010)
RR
Washington(10/9/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 East Ridgewood Ave Suite 3, Paramus, NJ 07652
Mailing Address
Phone number
(888) 794-7940
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879Aventura, FL 33180TRUST BUT VERIFY
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