Javier Marcos Levy
Professional Summary
Javier Marcos Levy, who also goes by Marcos Javier Levy, is a registered financial advisor currently at VALLEY FINANCIAL MANAGEMENT, INC. located in Aventura, Florida and VALLEY WEALTH MANAGERS, INC. located in Aventura, Florida. Javier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Javier has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marcos Javier Levy
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
Current Firm
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
Contact Information
Main Address
80 East Ridgewood Ave Suite 3, Paramus, NJ 07652Phone Number
(888) 794-7940# of Employees
54SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,063AUM (Assets Under Management)
$2,685,875,358Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | Cover Page | Report |
| 09/07/2023 | Cover Page | Report |
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
Primary Firm SEC Registration
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
State Registrations and Notice Filings
(7/12/2010)
(4/7/2016)
(4/28/2016)
(10/18/2019)
(4/20/2020)
(7/9/2010)
(4/20/2022)
(1/3/2012)
(10/19/2022)
(7/12/2010)
(3/17/2021)
(1/3/2012)
(1/30/2014)
(11/16/2012)
(7/9/2010)
(10/9/2018)
(11/19/2021)
(10/9/2018)
(7/12/2010)
(10/9/2018)
(2/18/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Javier Marcos Levy's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
EQUITABLE ADVISORS, LLC
SUMMIT FINANCIAL, LLC
