SEAN M. O'CONNOR
SAVVY | RVP, Wealth Advisor
NEW YORK, NY 10001
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CRD#: 5597519
Professional summary
SEAN MICHAEL O'CONNOR, CFP® is a registered financial advisor currently at SAVVY located in New York, New York.
SEAN is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. SEAN has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Sean joined Mercer Advisors in April 2021 and previously worked at Epstein & White in San Diego, CA. He is a graduate of the University of Southern California where he holds a Bachelor of Science degree in Economics. Upon graduation, Sean began a career in financial services, finding himself drawn to helping people achieve financial independence and freedom to enjoy their retirement years. To further his knowledge as an advisor, in 2012 Sean became a CERTIFIED FINANCIAL PLANNER™ professional. As a CFP® professional, Sean has completed extensive industry training and education requirements and maintains a fiduciary status when making recommendations to clients. Outside of the office, Sean enjoys spending time in nature hiking, mountain biking, and camping with his family, friends, and golden retriever.
Question & Answer
What are your service offerings?
Tax Planning
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Retirement Income Management
Estate Planning
Social Security Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent with O'Connor Insurance and Annuity Services; Offering fixed insurance such as life, health, long term care. Investment-related. Start date: 7/10/2025; Approximately 4 hours per month. Address: personal residence.
CRS (Client Relationship Summary) - RIA
Click below to view SEAN MICHAEL O'CONNOR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 15, 2025 - Present
SAVVY
Office #1: 111 West 33rd Street Unit 1410, New York, NY 10001Office #2: 445 Marine View Ave Suite 318, Del Mar, CA 92014RIA
CRD#: 318493
NEW YORK, NY
Past
April 27, 2021 - August 29, 2025
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
San Diego, CA
Past
May 10, 2017 - July 6, 2021
EPSTEIN AND WHITE FINANCIAL LLC
RIA
CRD#: 281230
SAN DIEGO, CA
Past
December 4, 2015 - April 25, 2017
ANCHOR BAY CAPITAL, INC.
RIA
CRD#: 116913
CARLSBAD, CA
Past
December 4, 2015 - April 25, 2017
ANCHOR BAY SECURITIES, LLC
BD
CRD#: 47360
CARLSBAD, CA
Past
May 2, 2012 - December 7, 2015
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
SAN DIEGO, CA
Past
June 23, 2011 - July 30, 2014
FINANCIAL DESIGNS LTD.
RIA
CRD#: 135426
SAN DIEGO, CA
Past
May 19, 2011 - December 7, 2015
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
SAN DIEGO, CA
Past
April 15, 2010 - January 12, 2011
LUCIA CAPITAL GROUP
RIA
CRD#: 152396
SAN DIEGO, CA
Past
October 8, 2009 - June 14, 2010
RAYMOND J. LUCIA COMPANIES, INC.
RIA
CRD#: 115670
SAN DIEGO, CA
Past
May 12, 2009 - January 10, 2011
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
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Contact information
Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,776 |
| AUM (Assets Under Management) | $ 1,295,318,161 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
