Brian Whitfield Cox
Professional Summary
Brian Whitfield Cox is a registered financial advisor currently at PACIFIC ASSET MANAGEMENT, LLC located in Gig Harbor, Washington. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brian has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COX & LUCY, CPAS, INC., PS | PACIFIC ASSET MANAGEMENT, LLC
Contact Information
Main Address
4320 Harborview Dr, Gig Harbor, WA 98332Phone Number
(253) 649-4600# of Employees
7SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
377AUM (Assets Under Management)
$384,753,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COX & LUCY, CPAS, INC., PS | PACIFIC ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(1/13/2017)
(4/3/2019)
(2/9/2009)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Whitfield Cox's CRS (Customer Relationship Summary).
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