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JR

Joseph R. Rioff

COLCHESTER PARTNERS LLC
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 5597166
JR

Professional summary

Joseph Richmond Rioff, who also goes by Joseph Rioff, is a registered financial professional currently at COLCHESTER PARTNERS LLC located in Boston, Massachusetts.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Rioff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Richmond Rioff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2009 - Present

COLCHESTER PARTNERS LLC

Office #1: 53 State Street Suite 1304, Boston, MA 02109
BD
CRD#: 122062
BOSTON, MA
Past

December 9, 2008 - December 3, 2009

DE GUARDIOLA ADVISORS, LLC

BD
CRD#: 104146
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/26/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
COLCHESTER PARTNERS LLC
COLCHESTER PARTNERS LLC

CRD#: 122062 / SEC#: , 8-65464

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
53 State Street Suite 1304, Boston, MA 02109
Mailing Address
53 State Street Suite 1304, Boston, MA 02109
Phone number
(617) 542-4100
Established
Massachusetts since 02/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CP & L LIMITED PARTNERSHIPMEMBER
ANDREW, ERIC ROBERTVICE PRESIDENT / CFO / COO4566733
KETTLE, FRANKLIN HENRYMANAGING DIRECTOR/ CEO1975587
LAUREL LLCMEMBER
O'BRIEN, KEVIN PATRICKMANAGING DIRECTOR/EX. VP/TREASURER4347176
RAMRATH, JOSEPH ROLLANDMNG DIR/CHAIRMAN/CCO/PRES/CLERK4566758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLCHESTER PARTNERS LLC

CRD#: 122062Boston, MA 02109

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