AE
Amanda R. Esteves
NOVEM GROUP
Rochester, NY 14625
Some features on this profile are disabled
CRD#: 5597000
AE
Professional summary
Amanda Rachel Esteves, who also goes by Amanda Rachel Abdoo, Amanda Abdoo, is a registered financial advisor currently at NOVEM GROUP located in Rochester, New York and OSAIC WEALTH, INC. located in Rochester, New York.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Amanda has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda Rachel Abdoo | Amanda Abdoo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OSAIC WEALTH, INC. BROKER-DEALER. SECURITIES RELATED. REGISTERED ASSISTANT. START DATE 10/2024. 100 HOURS DEVOTED PER MONTH. 2. NOVEM FOUNDATION. BOARD MEMBER. START DATE 8/2019. NOT SECURITIES RELATED. 4 HOURS DEVOTED PER MONTH. 3. NOVEM GROUP POSITION: Investment Adviser Representative NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/11/2013 ADDRESS: 350 Linden Oaks, Suite 140, Rochester NY 14625, United States DESCRIPTION: meeting with clients, investment recommendations, financial planning
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Rachel Esteves's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2013 - Present
NOVEM GROUP
Office #1: 350 Linden Oaks Suite 140, Rochester, NY 14625RIA
CRD#: 158964
Rochester, NY
Current
October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 350 Linden Oaks Suite 140, Rochester, NY 14625RIA
BD
CRD#: 23131
ROCHESTER, NY
Past
March 29, 2012 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NG
NOVEM GROUP
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
CRD#: 158964 / SEC#: 801-72741
RIA
Registered Investment Advisory firm - (9/22/2011 Approved)Georgia
Registered Investment Advisory firm - (10/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/11/2024)
RR
Alaska(10/11/2024)
RR
Arizona(10/11/2024)
IAR
Arizona(5/8/2025)
RR
Arkansas(10/11/2024)
RR
California(10/11/2024)
RR
Colorado(10/11/2024)
RR
Connecticut(10/11/2024)
RR
Delaware(10/11/2024)
RR
District of Columbia(10/11/2024)
IAR
Florida(6/15/2016)
RR
Florida(10/11/2024)
IAR
Georgia(6/21/2016)
RR
Georgia(10/11/2024)
RR
Hawaii(10/11/2024)
RR
Idaho(10/11/2024)
RR
Illinois(10/11/2024)
IAR
Illinois(4/17/2025)
RR
Indiana(10/11/2024)
RR
Iowa(10/11/2024)
RR
Kansas(10/11/2024)
RR
Kentucky(10/11/2024)
RR
Louisiana(10/11/2024)
RR
Maine(10/11/2024)
RR
Maryland(10/11/2024)
IAR
Massachusetts(5/2/2016)
RR
Massachusetts(10/11/2024)
RR
Michigan(10/11/2024)
RR
Minnesota(10/11/2024)
RR
Mississippi(10/11/2024)
RR
Missouri(10/11/2024)
RR
Montana(10/11/2024)
RR
Nebraska(10/11/2024)
RR
Nevada(10/11/2024)
RR
New Hampshire(10/11/2024)
RR
New Jersey(10/11/2024)
IAR
New Jersey(4/21/2025)
RR
New Mexico(10/11/2024)
IAR
New York(10/22/2021)
RR
New York(10/11/2024)
RR
North Carolina(10/11/2024)
IAR
North Carolina(10/20/2025)
RR
North Dakota(10/11/2024)
RR
Ohio(10/11/2024)
RR
Oklahoma(10/11/2024)
RR
Oregon(10/11/2024)
RR
Pennsylvania(10/11/2024)
RR
Puerto Rico(10/11/2024)
RR
Rhode Island(10/11/2024)
RR
South Carolina(10/11/2024)
IAR
South Carolina(4/17/2025)
RR
South Dakota(10/11/2024)
RR
Tennessee(10/11/2024)
RR
Texas(10/11/2024)
RR
Utah(10/11/2024)
RR
Vermont(10/11/2024)
RR
Virginia(10/11/2024)
IAR
Virginia(4/17/2025)
RR
Washington(10/11/2024)
RR
West Virginia(10/11/2024)
RR
Wisconsin(10/11/2024)
RR
Wyoming(10/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NG
NOVEM GROUP
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
CRD#: 158964 / SEC#: 801-72741
RIA
Registered Investment Advisory firm - (9/22/2011 Approved)Georgia
Registered Investment Advisory firm - (10/28/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
350 Linden Oaks Suite 140, Rochester, NY 14625
Mailing Address
Phone number
(585) 348-9525
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (32 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 1,413,641,568 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NOVEM GROUP
CRD#: 158964Rochester, NY 14625TRUST BUT VERIFY
Monitor Amanda Esteves
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
