Nicholas W. French
Professional summary
Nicholas William French is a registered financial advisor currently at SVB ASSET MANAGEMENT located in San Francisco, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholas has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas William French's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2011 - Present
SVB ASSET MANAGEMENT
Office #1: 222 2nd Street, San Francisco, CA 94105May 10, 2011 - June 25, 2019
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
November 26, 2008 - March 28, 2011
FISHER INVESTMENTS
Primary Firm SEC Registration
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/29/2011)
Exams
Current Firm
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 32,960,320,956 |
Red Flags
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