Andrew J. Constantinides

NEIL JESANI WEALTH MANAGEMENT

SUNRISE, FL 33323

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CRD#: 5596143

Professional summary

Andrew J Constantinides, who also goes by Andrew Constantinide, Andrew John Constantinides, Andrew J Constantinides, is a registered financial advisor currently at NEIL JESANI WEALTH MANAGEMENT located in Sunrise, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Constantinide | Andrew John Constantinides | Andrew J Constantinides

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Constantinides's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2022 - Present

NEIL JESANI WEALTH MANAGEMENT

Office #1: 1301 International Parkway Suite 550, Sunrise, FL 33323

RIA

CRD#: 322345

SUNRISE, FL

Past

December 21, 2021 - June 1, 2022

SINGER WEALTH ADVISORS LLC

RIA

CRD#: 317218

BOCA RATON, FL

Past

January 10, 2020 - March 1, 2022

SINGER WEALTH ADVISORS INC.

RIA

CRD#: 170470

BOCA RATON, FL

Past

June 14, 2019 - December 13, 2019

WESTPARK CAPITAL, INC.

CRD#: 39914

BOCA RATON, FL

Past

August 1, 2018 - June 3, 2019

I-BANKERS DIRECT, LLC

CRD#: 167533

Boca Raton, FL

Past

February 5, 2018 - December 26, 2018

I-BANKERS SECURITIES, INC.

CRD#: 41352

DELRAY BEACH, FL

Past

June 30, 2016 - February 6, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOCA RATON, FL

Past

June 29, 2016 - February 6, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOCA RATON, FL

Past

May 20, 2009 - June 14, 2016

DAWSON JAMES SECURITIES, INC.

CRD#: 130645

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEIL JESANI WEALTH MANAGEMENT

NEIL JESANI WEALTH | NEIL JESANI WEALTH MANAGEMENT, LLC | NEIL JESANI WEALTH MANAGEMENT

CRD#: 322345 / SEC#: 801-131785

RIA

Registered Investment Advisory firm - (1/10/2025 Approved)

California

Registered Investment Advisory firm - (2/12/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/13/2025 Terminated)

Georgia

Registered Investment Advisory firm - (1/23/2025 Terminated)

Illinois

Registered Investment Advisory firm - (1/13/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (1/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/9/2022)

IAR

Florida
(8/3/2022)

IAR

Georgia
(1/18/2023)

IAR

Illinois
(1/26/2023)

IAR

New Jersey
(3/14/2023)

IAR

Texas
(8/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/24/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2009

General Securities Representative Examination

Current Firm

NEIL JESANI WEALTH MANAGEMENT

NEIL JESANI WEALTH | NEIL JESANI WEALTH MANAGEMENT, LLC | NEIL JESANI WEALTH MANAGEMENT

CRD#: 322345 / SEC#: 801-131785

RIA

Registered Investment Advisory firm - (1/10/2025 Approved)

California

Registered Investment Advisory firm - (2/12/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/13/2025 Terminated)

Georgia

Registered Investment Advisory firm - (1/23/2025 Terminated)

Illinois

Registered Investment Advisory firm - (1/13/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (1/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2025 Terminated)

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Contact information

Main Address

1301 International Parkway Suite 550, Sunrise, FL 33323

Mailing Address

Phone number

(954) 800-0460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEIL JESANI WEALTH MANAGEMENT BROCHURE (12/11/2025)

Regulatory assets under management

Total Number of Accounts	197
AUM (Assets Under Management)	$ 125,925,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Constantinides

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Constantinides's CRS (Customer Relationship Summary).

Certified licenses

Experience

SINGER WEALTH ADVISORS LLC

SINGER WEALTH ADVISORS INC.

WESTPARK CAPITAL, INC.

I-BANKERS DIRECT, LLC

I-BANKERS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DAWSON JAMES SECURITIES, INC.

Primary Firm SEC Registration

NEIL JESANI WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2016

Series 63

Date: 6/24/2009

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2009

Current Firm

NEIL JESANI WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEIL JESANI WEALTH MANAGEMENT

TRUST BUT VERIFY

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