Casey P. Wyatt
Professional summary
Casey Philip Wyatt, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Casey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Casey has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Casey Philip Wyatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2017 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215December 24, 2008 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215October 10, 2016 - May 4, 2017
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2009)
(5/4/2017)
(1/12/2009)
(1/3/2017)
(1/6/2015)
(1/9/2017)
(1/3/2017)
(1/2/2015)
(2/7/2024)
(1/4/2017)
(4/7/2022)
(1/3/2017)
(1/4/2017)
(1/5/2017)
(1/4/2017)
(1/4/2017)
(2/9/2021)
(1/4/2017)
(1/12/2009)
(1/3/2017)
(2/6/2024)
(5/3/2021)
(1/3/2017)
(12/18/2020)
(1/3/2017)
(1/3/2017)
(1/3/2017)
(1/3/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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