JS
John M. Sniadajewski
PRINCIPAL ADVISED SERVICES
SAINT PAUL, MN
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CRD#: 5595822
JS
Professional summary
John M Sniadajewski, who also goes by John Michael Sniadajewski, John Sniadajewski, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Saint Paul, Minnesota and PRINCIPAL SECURITIES, INC. located in Charlotte, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Michael Sniadajewski | John Sniadajewski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**PRINCIPAL ADVISED SERVICES POSITION POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL BANK POSITION POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2021 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.
CRS (Client Relationship Summary) - RIA
Click below to view John M Sniadajewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2024 - Present
PRINCIPAL ADVISED SERVICES
RIA
CRD#: 297324
SAINT PAUL, MN
Current
April 23, 2021 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 401 Mccullough Dr Ste 210, Charlotte, NC 28262RIA
BD
CRD#: 1137
CHARLOTTE, NC
Past
April 28, 2021 - November 26, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SAINT PAUL, MN
Past
March 14, 2013 - April 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ROSEVILLE, MN
Past
March 14, 2013 - April 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ROSEVILLE, MN
Past
January 3, 2011 - November 10, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MINNEAPOLIS, MN
Past
January 3, 2011 - November 10, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MINNEAPOLIS, MN
Past
January 9, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
MINNEAPOLIS, MN
Past
December 22, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/23/2021)
RR
Alaska(4/23/2021)
RR
Arizona(4/23/2021)
RR
Arkansas(4/23/2021)
RR
California(4/23/2021)
RR
Colorado(4/23/2021)
RR
Connecticut(4/23/2021)
RR
Delaware(4/23/2021)
RR
District of Columbia(4/23/2021)
RR
Florida(4/23/2021)
RR
Georgia(4/23/2021)
RR
Hawaii(4/23/2021)
RR
Idaho(4/23/2021)
RR
Illinois(4/23/2021)
RR
Indiana(4/23/2021)
RR
Iowa(4/23/2021)
IAR
Iowa(8/9/2024)
RR
Kansas(4/23/2021)
RR
Kentucky(4/23/2021)
RR
Louisiana(4/23/2021)
RR
Maine(4/23/2021)
RR
Maryland(4/23/2021)
RR
Massachusetts(4/23/2021)
RR
Michigan(4/23/2021)
RR
Minnesota(4/23/2021)
IAR
Minnesota(8/7/2024)
RR
Mississippi(4/23/2021)
RR
Missouri(4/23/2021)
RR
Montana(4/23/2021)
RR
Nebraska(4/23/2021)
RR
Nevada(4/23/2021)
RR
New Hampshire(4/23/2021)
RR
New Jersey(4/23/2021)
RR
New Mexico(4/23/2021)
RR
New York(4/23/2021)
RR
North Carolina(4/23/2021)
RR
North Dakota(4/23/2021)
RR
Ohio(4/23/2021)
RR
Oklahoma(4/27/2021)
RR
Oregon(4/23/2021)
RR
Pennsylvania(4/23/2021)
RR
Rhode Island(4/23/2021)
RR
South Carolina(4/23/2021)
RR
South Dakota(4/23/2021)
RR
Tennessee(4/23/2021)
RR
Texas(4/23/2021)
RR
Utah(4/23/2021)
RR
Vermont(4/23/2021)
RR
Virginia(4/23/2021)
RR
Washington(4/23/2021)
RR
West Virginia(4/23/2021)
RR
Wisconsin(4/23/2021)
RR
Wyoming(4/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
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Contact information
Main Address
655 9th Street, Des Moines, IA 50309
Mailing Address
711 High Street, Des Moines, IA 50392
Phone number
(866) 412-0770
Established
Firm type
Fiscal year end
# of Employees
343
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
