Christina H. James
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Hall James, CFP®, who also goes by Christina Lynn Hall, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2008. Christina had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
September 1, 2017 - August 28, 2019
HIGHTOWER ADVISORS, LLC
September 1, 2017 - August 28, 2019
HIGHTOWER SECURITIES, LLC
January 2, 2009 - September 1, 2017
BB&T INVESTMENT SERVICES, INC.
January 2, 2009 - September 1, 2017
BB&T INVESTMENT SERVICES, INC.
December 9, 2008 - January 2, 2009
BB&T INVESTMENT SERVICES, INC.
November 13, 2008 - January 2, 2009
BB&T INVESTMENT SERVICES, INC.
Primary Firm SEC Registration

HIGHTOWER ADVISORS, LLC
CRD#: 145323 / SEC#: 801-69625
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm

HIGHTOWER ADVISORS, LLC
CRD#: 145323 / SEC#: 801-69625
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 194,461 |
| AUM (Assets Under Management) | $ 164,789,471,551 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 10/28/2025 | ||
| 10/28/2025 | ||
| 09/29/2025 | ||
| 09/17/2025 | ||
| 09/15/2025 | ||
| 08/28/2025 | ||
| 01/28/2025 | ||
| 01/28/2025 | ||
| 01/28/2025 | ||
| 12/12/2024 | ||
| 12/06/2024 | ||
| 11/11/2024 | ||
| 10/25/2024 | ||
| 09/27/2024 | ||
| 09/26/2024 | ||
| 12/21/2023 | ||
| 12/19/2023 | ||
| 12/19/2023 | ||
| 12/19/2023 | ||
| 12/11/2023 | ||
| 11/20/2023 | ||
| 11/15/2023 | ||
| 11/08/2023 | ||
| 11/07/2023 | ||
| 10/30/2023 | ||
| 10/25/2023 | ||
| 01/25/2023 | ||
| 12/21/2022 | ||
| 12/15/2022 | ||
| 12/15/2022 | ||
| 12/08/2022 | ||
| 11/28/2022 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.