Courtney D. Ferrara
Professional summary
Courtney Dyan Ferrara, who also goes by Courtney D Killion, Courtney Dyan Killion, Courtney Killion, is a registered financial professional currently at MARSHBERRY CAPITAL, LLC. located in Woodmere, Ohio.
Courtney is registered as a RR (Registered Representative) and started their career in finance in 2009. Courtney has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Courtney Dyan Ferrara's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2014 - Present
MARSHBERRY CAPITAL, LLC.
Office #1: 28601 Chagrin Boulevard Suite 400, Woodmere, OH 44122April 30, 2009 - October 2, 2014
CLEVELAND RESEARCH COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2014)
(8/1/2017)
(6/28/2018)
(4/27/2015)
(10/17/2014)
(11/11/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MARSHBERRY CAPITAL, LLC.
CRD#: 157384 / SEC#: , 8-68848
Contact information
FINRA licenses (45 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.