Terence J. Walsh
Professional summary
Terence James Walsh, who also goes by Terry Walsh, is a registered financial professional currently at ZELMAN PARTNERS, LLC located in New York, New York.
Terence is registered as a RR (Registered Representative) and started their career in finance in 2009. Terence has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terence James Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2021 - Present
ZELMAN PARTNERS, LLC
Office #1: 420 Lexington Avenue Suite 2750, New York, NY 10170February 28, 2013 - December 16, 2021
ROSENBLATT SECURITIES INC.
December 8, 2009 - March 22, 2013
WEDGE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2023)
(5/19/2022)
(12/8/2023)
(5/19/2022)
(5/19/2022)
(11/19/2021)
(5/19/2022)
(5/19/2022)
(12/8/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ZELMAN PARTNERS, LLC
CRD#: 145187 / SEC#: , 8-67713
Contact information
FINRA licenses (26 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WDIB, LLC | MANAGING MEMBER | |
| ERWIN, STEPHEN TODD | CCO/AMLCO | 5028461 |
| GROMAN, DANIEL JASON | BOARD MEMBER | 7974401 |
| MCGILL, ANTHONY JACOB | MANAGING DIRECTOR, ADVISORY & CAPITAL MARKETS (DESIGNATED PRINCIPLE) | 4379700 |
| TABASSO, THEODORE PAUL | CHIEF OPERATIONS OFFICER, DIRECTOR OF SALES | 1875019 |
| THEOBALD, STEPHEN PATRICK | BOARD MEMBER | |
| WANK, STEPHEN H | CFO/FIN-OP | 5062089 |
| ZELMAN, IVY LYNNE | DIRECTOR OF RESEARCH | 2288665 |
Red Flags
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