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AG

Allen W. Goody

BTC CAPITAL MANAGEMENT
Des Moines, IA 50309-3702
Some features on this profile are disabled
CRD#: 5595118
AG

Professional summary

Allen William Goody is a registered financial advisor currently at BTC CAPITAL MANAGEMENT located in Des Moines, Iowa.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Allen has worked at 3 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen William Goody's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2017 - Present

BTC CAPITAL MANAGEMENT

Office #1: 453 7th Street, Des Moines, IA 50309-3702
RIA
CRD#: 127158
Des Moines, IA
Past

March 31, 2016 - December 14, 2016

WESTON GLOBAL EQUITY ADVISERS, LLC

RIA
CRD#: 283166
WEST DES MOINES, IA
Past

December 1, 2008 - December 14, 2016

MILES CAPITAL, INC.

RIA
CRD#: 105376
WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BTC CAPITAL MANAGEMENT
BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.

CRD#: 127158 / SEC#: 801-62140

RIA
Registered Investment Advisory firm - (7/1/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(6/22/2017)

Exams

Current Firm

BC
BTC CAPITAL MANAGEMENT
BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.

CRD#: 127158 / SEC#: 801-62140

RIA
Registered Investment Advisory firm - (7/1/2003 Approved)
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Contact information

Main Address
453 7th Street, Des Moines, IA 50309-3702
Mailing Address
Phone number
(515) 245-5638
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

BTC PART 2A CLIENT DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts2,262
AUM (Assets Under Management)$ 4,188,851,296

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/16/2024
Cover Page
Report
01/17/2024
Cover Page
Report
12/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BTC CAPITAL MANAGEMENT

CRD#: 127158Des Moines, IA 50309-3702

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