EV
Emily L. Vande Krol
CCO CAPITAL
Phoenix, AZ 85016-4258
Some features on this profile are disabled
CRD#: 5595099
EV
Professional summary
Emily L Vande Krol, who also goes by Emily L Uthoff, Emily Louise Uthoff, is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
Emily is registered as a RR (Registered Representative) and started their career in finance in 2008. Emily has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Emily L Uthoff | Emily Louise Uthoff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Emily L Vande Krol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2011 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-4258Office #2: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016BD
CRD#: 31147
Phoenix, AZ
Past
October 28, 2008 - August 9, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
SCOTTSDALE, AZ
Past
October 8, 2008 - August 9, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
SCOTTSDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/16/2012)
RR
Alaska(6/11/2015)
RR
Arizona(11/22/2011)
RR
Arkansas(8/16/2012)
RR
California(6/11/2015)
RR
Colorado(6/11/2015)
RR
Connecticut(6/11/2015)
RR
Delaware(6/11/2015)
RR
District of Columbia(6/11/2015)
RR
Florida(8/16/2012)
RR
Georgia(6/11/2015)
RR
Hawaii(6/11/2015)
RR
Idaho(6/11/2015)
RR
Illinois(11/8/2011)
RR
Indiana(6/11/2015)
RR
Iowa(6/11/2015)
RR
Kansas(6/11/2015)
RR
Kentucky(6/11/2015)
RR
Louisiana(6/11/2015)
RR
Maine(6/11/2015)
RR
Maryland(6/11/2015)
RR
Massachusetts(6/11/2015)
RR
Michigan(6/11/2015)
RR
Minnesota(6/11/2015)
RR
Mississippi(8/16/2012)
RR
Missouri(6/11/2015)
RR
Montana(6/11/2015)
RR
Nebraska(6/11/2015)
RR
Nevada(6/11/2015)
RR
New Hampshire(6/11/2015)
RR
New Jersey(6/11/2015)
RR
New Mexico(6/11/2015)
RR
New York(6/11/2015)
RR
North Carolina(6/11/2015)
RR
North Dakota(6/11/2015)
RR
Ohio(6/11/2015)
RR
Oklahoma(6/11/2015)
RR
Oregon(6/11/2015)
RR
Pennsylvania(6/11/2015)
RR
Puerto Rico(6/11/2015)
RR
Rhode Island(6/11/2015)
RR
South Carolina(6/11/2015)
RR
South Dakota(6/11/2015)
RR
Tennessee(8/16/2012)
RR
Texas(6/11/2015)
RR
Utah(6/11/2015)
RR
Vermont(6/11/2015)
RR
Virgin Islands(6/11/2015)
RR
Virginia(6/11/2015)
RR
Washington(6/11/2015)
RR
West Virginia(6/11/2015)
RR
Wisconsin(6/11/2015)
RR
Wyoming(6/11/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CCO CAPITAL, LLC
CCO CAPITAL, LLC | COLE CAPITAL CORPORATION
CRD#: 31147 / SEC#: , 8-45375
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Mailing Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Phone number
(602) 778-6312
Established
Delaware since 02/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
