Casey M. Monsen

ANDINA FAMILY OFFICES

Lehi, UT 84043

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CRD#: 5594984

Professional summary

Casey Mark Monsen, CFP®, who also goes by Casey Monson, is a registered financial advisor currently at ANDINA FAMILY OFFICES located in Lehi, Utah.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Casey has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey Monson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER/BOOKKEEPER: ACE BOOKKEEPING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Mark Monsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 11, 2019 - Present

ANDINA FAMILY OFFICES

Office #1: Thanksgiving Business Park 2600 Executive Parkway, Suite 451, Lehi, UT 84043Office #2: 617 N. Vernal Avenue Suite 4, Vernal, UT 84078

RIA

CRD#: 151762

Lehi, UT

Past

February 27, 2014 - December 31, 2018

ANDINA FAMILY OFFICES

RIA

CRD#: 151762

VERNAL, UT

Past

October 12, 2009 - February 25, 2014

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

VERNAL, UT

Past

October 9, 2009 - February 25, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

VERNAL, UT

Past

July 13, 2009 - October 2, 2009

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

LOGAN, UT

Past

November 14, 2008 - October 2, 2009

INSPHERE SECURITIES, INC.

CRD#: 136433

LOGAN, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDINA FAMILY OFFICES

ALBION CAPITAL MANAGEMENT, LLC | ANDINA FAMILY OFFICES | ANDINA CAPITAL MANAGEMENT, LLC | ANDINA ADVISORS

CRD#: 151762 / SEC#: 801-80633

RIA

Registered Investment Advisory firm - (12/5/2014 Approved)

California

Registered Investment Advisory firm - (1/14/2015 Terminated)

Utah

Registered Investment Advisory firm - (12/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(1/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/13/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANDINA FAMILY OFFICES

ALBION CAPITAL MANAGEMENT, LLC | ANDINA FAMILY OFFICES | ANDINA CAPITAL MANAGEMENT, LLC | ANDINA ADVISORS

CRD#: 151762 / SEC#: 801-80633

RIA

Registered Investment Advisory firm - (12/5/2014 Approved)

California

Registered Investment Advisory firm - (1/14/2015 Terminated)

Utah

Registered Investment Advisory firm - (12/16/2014 Terminated)

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Contact information

Main Address

Thanksgiving Business Park 2600 Executive Parkway, Suite 451, Lehi, UT 84043

Mailing Address

Phone number

(801) 653-0564

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	3,341
AUM (Assets Under Management)	$ 1,016,634,723

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Casey M. Monsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Mark Monsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDINA FAMILY OFFICES

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

Primary Firm SEC Registration

ANDINA FAMILY OFFICES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2009

Series 63

Date: 12/18/2008

Series 6

Date: 11/13/2008

Current Firm

ANDINA FAMILY OFFICES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANDINA FAMILY OFFICES

TRUST BUT VERIFY

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