Francis J. Andoloro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis John Andoloro Jr, who also goes by Francis J Andoloro, Francis John Andoloro Jr, Francis John Andoloro, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2008. Francis had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2019 - October 8, 2025
ALLY INVEST SECURITIES LLC
February 14, 2017 - December 10, 2018
LPL FINANCIAL LLC
January 27, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
January 27, 2014 - February 2, 2017
MSI FINANCIAL SERVICES, INC.
March 13, 2013 - December 23, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 7, 2008 - March 18, 2013
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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