Jovany J. Noy

FIRST CITIZENS INVESTOR SERVICES

Coconut Grove, FL 33133

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CRD#: 5594432

Professional summary

Jovany Jorge Noy, who also goes by Jovany J Noy, Jovany Jorge Noy, Jovany Noy, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Coconut Grove, Florida.

Jovany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jovany has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jovany J Noy | Jovany Jorge Noy | Jovany Noy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jovany Jorge Noy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jovany Jorge Noy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2026 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 2601 S Bayshore Dr Suite 201, Coconut Grove, FL 33133

RIA

CRD#: 44430

Coconut Grove, FL

Current

May 15, 2026 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 2601 S Bayshore Dr Suite 201, Coconut Grove, FL 33133

RIA

CRD#: 44430

Coconut Grove, FL

Past

September 21, 2023 - April 6, 2026

BCI SECURITIES, INC.

RIA

CRD#: 168047

MIAMI, FL

Past

September 20, 2023 - April 6, 2026

BCI SECURITIES, INC.

CRD#: 168047

MIAMI, FL

Past

May 24, 2021 - August 28, 2023

AMERANT INVESTMENTS, INC.

RIA

CRD#: 117284

CORAL GABLES, FL

Past

May 18, 2021 - August 28, 2023

AMERANT INVESTMENTS, INC.

CRD#: 117284

CORAL GABLES, FL

Past

September 19, 2016 - May 14, 2021

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CORAL GABLES, FL

Past

August 26, 2016 - May 14, 2021

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CORAL GABLES, FL

Past

March 14, 2013 - July 18, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

March 7, 2013 - July 18, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Past

October 1, 2012 - March 4, 2013

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

MIAMI, FL

Past

October 1, 2012 - March 4, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Past

June 3, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MIAMI, FL

Past

February 22, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MIAMI, FL

Past

December 22, 2009 - February 4, 2010

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

MIRAMAR, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430 / SEC#: 801-57302, 8-50696

RIA

Registered Investment Advisory firm - SEC (2/22/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/15/2026)

IAR

Florida
(5/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/21/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430 / SEC#: 801-57302, 8-50696

RIA

Registered Investment Advisory firm - SEC (2/22/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

8540 Colonnade Center Drive, Raleigh, NC 27615-3052

Mailing Address

P.o. Box 27131, Raleigh, NC 27611-7131

Phone number

(919) 986-3546

Established

North Carolina since 01/11/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

322

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FCIS FIRM BROCHURE (11/18/2025)

FCIS WRAP BROCHURE (11/18/2025)

Direct owners and executive officers

Name	Position	CRD#
FIRST-CITIZENS BANK & TRUST COMPANY	100% OWNER
BILITER, DAVID LEE	DIRECTOR, PRESIDENT	1690995
CECE, MARY	SECRETARY	2135583
LONGEST, MICHAEL LEE	DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY	6692593
MARRONE, MARK STEPHEN	CHIEF COMPLIANCE OFFICER	1987907
MCCALLUM, CHARLES FALCONER III	DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE	2697260
WALSH, WILLIAM JAMES	DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR	4883580
WILSON, MICHAEL CHRISTOPHER	DIRECTOR, WEALTH MANAGEMENT EXECUTIVE	4301352

Regulatory assets under management

Total Number of Accounts	6,706
AUM (Assets Under Management)	$ 2,098,769,026

Disclosures

Regulatory Event	2
Arbitration	4

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/30/2026	Cover Page	Report
01/13/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jovany J. Noy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jovany Jorge Noy's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jovany Jorge Noy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS INVESTOR SERVICES, INC.

BCI SECURITIES, INC.

BCI SECURITIES, INC.

AMERANT INVESTMENTS, INC.

AMERANT INVESTMENTS, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FIRST CITIZENS INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2011

Series 63

Date: 5/13/2011

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2011

Series 6

Date: 12/21/2009

FINRA

Current Firm

FIRST CITIZENS INVESTOR SERVICES, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

FIRST CITIZENS INVESTOR SERVICES, INC.

TRUST BUT VERIFY

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