Joe St. John
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joe St. John was a registered financial professional .
Joe is a previously registered financial professional and started their career in finance in 2014. Joe had worked at 2 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2015 - July 13, 2016
BIGHORN ASSET MANAGEMENT, LLC
November 7, 2014 - July 23, 2015
VAIL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIGHORN ASSET MANAGEMENT, LLC
CRD#: 226543 / SEC#: 802-108643
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/27/2017 |
| Colorado | ERA - Withdrawn | 3/27/2017 |
| Florida | ERA - Withdrawn | 3/27/2017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
