PZ
Patrick J. Zumbusch
WELLSPRING FINANCIAL PARTNERS
Tucson, AZ 85712
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CRD#: 5593163
PZ
Professional summary
Patrick John Zumbusch, CFP® is a registered financial advisor currently at WELLSPRING FINANCIAL PARTNERS located in Tucson, Arizona.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patrick has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PATRICK J. ZUMBUSCH IS ALSO THE MANAGING MEMBER AND LICENSED AS AN INVESTMENT ADVISER REPRESENTATIVE WITH WELLSPRING99 LLC. HE SPENDS APPROXIMATELY 25% OF HIS TIME ON ACTIVITIES RELATED TO WELLSPRING99.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick John Zumbusch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 21, 2011 - Present
WELLSPRING FINANCIAL PARTNERS
Office #1: 4703 E. Camp Lowell Drive Suite 135, Tucson, AZ 85712RIA
CRD#: 158872
Tucson, AZ
Past
August 3, 2012 - December 31, 2016
WELLSPRING99
RIA
CRD#: 162427
TUCSON, AZ
Past
September 11, 2008 - October 20, 2011
PATHWAYS FINANCIAL PARTNERS,INC.
RIA
CRD#: 127960
TUSCON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WELLSPRING FINANCIAL PARTNERS
INVESTMENT METRICS INC. | WELLSPRING FINANCIAL PARTNERS | WELLSPRING FINANCIAL ADVISORS | INVESTMENT METRICS, LLC
CRD#: 158872 / SEC#: 801-112630
RIA
Registered Investment Advisory firm - (4/13/2018 Approved)Arizona
Registered Investment Advisory firm - (4/16/2018 Terminated)California
Registered Investment Advisory firm - (5/16/2018 Terminated)Colorado
Registered Investment Advisory firm - (5/2/2018 Terminated)Louisiana
Registered Investment Advisory firm - (4/16/2018 Terminated)Minnesota
Registered Investment Advisory firm - (4/19/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/21/2011)
IAR
Louisiana(10/5/2011)
IAR
Minnesota(11/20/2013)
Current Firm
WELLSPRING FINANCIAL PARTNERS
INVESTMENT METRICS INC. | WELLSPRING FINANCIAL PARTNERS | WELLSPRING FINANCIAL ADVISORS | INVESTMENT METRICS, LLC
CRD#: 158872 / SEC#: 801-112630
RIA
Registered Investment Advisory firm - (4/13/2018 Approved)Arizona
Registered Investment Advisory firm - (4/16/2018 Terminated)California
Registered Investment Advisory firm - (5/16/2018 Terminated)Colorado
Registered Investment Advisory firm - (5/2/2018 Terminated)Louisiana
Registered Investment Advisory firm - (4/16/2018 Terminated)Minnesota
Registered Investment Advisory firm - (4/19/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4703 E. Camp Lowell Drive Suite 135, Tucson, AZ 85712
Mailing Address
Phone number
(520) 327-1019
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 1,016,208,473 |
Red Flags
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