William B. Merrell

THE KARRAS COMPANY

Roy, UT 84067

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CRD#: 5593043

Professional summary

William Brett Merrell, CFP®, who also goes by Will Brett Merrell, is a registered financial advisor currently at THE KARRAS COMPANY, INC. located in Roy, Utah and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Roy, Utah.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Brett Merrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: CCC Management Address: 1082 Sage Ln, Fruit Heights, UT, 84037, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Established to act as a Family Management Company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brett Merrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 5, 2018 - Present

THE KARRAS COMPANY, INC.

Office #1: 4695 South 1900 West Suite 3, Roy, UT 84067

RIA

CRD#: 109578

Roy, UT

Current

October 21, 2015 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 4695 South 1900 West Ste. #3, Roy, UT 84067

CRD#: 6694

Roy, UT

Past

December 21, 2015 - January 4, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ROY, UT

Past

January 16, 2014 - September 18, 2015

ALLEGHENY INVESTMENTS, LTD.

RIA

CRD#: 7597

PITTSBURGH, PA

Past

January 16, 2014 - September 26, 2017

ALLEGHENY FINANCIAL GROUP LTD

RIA

CRD#: 104690

PITTSBURGH, PA

Past

June 5, 2012 - September 18, 2015

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE KARRAS COMPANY, INC.

CRD#: 109578 / SEC#: 801-55317

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/26/2021)

Arkansas
(4/17/2024)

California
(7/16/2020)

Colorado
(6/17/2020)

Florida
(8/2/2022)

Idaho
(8/5/2019)

New Jersey
(8/15/2018)

North Carolina
(5/1/2024)

Ohio
(1/28/2021)

South Carolina
(4/17/2024)

Utah
(10/21/2015)

IAR

Utah
(1/5/2018)

Washington
(12/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE KARRAS COMPANY, INC.

CRD#: 109578 / SEC#: 801-55317

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

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Contact information

Main Address

4695 South 1900 West Suite 3, Roy, UT 84067

Mailing Address

Phone number

(801) 825-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE KARRAS COMPANY ADV PART 2 FIRM BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	742
AUM (Assets Under Management)	$ 349,820,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William B. Merrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brett Merrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY FINANCIAL GROUP LTD

ALLEGHENY INVESTMENTS, LTD.

Primary Firm SEC Registration

THE KARRAS COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2012

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2012

FINRA

Current Firm

THE KARRAS COMPANY, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE KARRAS COMPANY, INC.

TRUST BUT VERIFY

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