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CD

Christopher R. Daly

METLIFE INVESTORS DISTRIBUTION COMPANY
West Des Moines, IA 50265
CRD#: 5592566
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CD
Christopher Ryan DalyMETLIFE INVESTORS DISTRIBUTION COMPANY

Professional summary


Christopher Ryan Daly is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in West Des Moines, Iowa.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 3 firms and has passed the SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Ryan Daly's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 17, 2012 - Present

METLIFE INVESTORS DISTRIBUTION COMPANY

Office #1: 4700 Westown Parkway Suite 100, West Des Moines, IA 50265
BD
CRD#: 107622
West Des Moines, IA
Past

November 26, 2014 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WEST DES MOINES, IA
Past

January 24, 2013 - June 26, 2014

NEW ENGLAND SECURITIES

BD
CRD#: 615
WEST DES MOINES, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.

CRD#: 107622 / SEC#: , 8-53064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSHAREHOLDER
ALPHONSO-NAPOLI, GEETA MARCELILEGAL OFFICER4518655
FRADKIN, GEOFFREY ANDREWVICE PRESIDENT5473381
GOOD, JESSICA TERESECHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO5741973
GRUPPUSO, PETERASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2643834
KUCHINSKY, ALEXIS NATALIECHIEF COMPLIANCE OFFICER4343809
LOPEZ, GABRIEL ADOLPHDIRECTOR AND SENIOR VICE PRESIDENT2554216
MCDERMOTT, MICHAELDIRECTOR, SENIOR VICE PRESIDENT5577809
SCHUSTER, THOMAS JAMESDIRECTOR, SENIOR VICE PRESIDENT4570334
SMITH-WALL, ANIKA AYANNA-NJERIDIRECTOR, VICE PRESIDENT7414359

Disclosures


Regulatory Event1

Red Flags


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Company Information


METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622West Des Moines, IA 50265

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