Brian K. Peterson

ENDURANCE FINANCIAL GROUP

St. Paul, MN 55110

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CRD#: 5592320

Professional summary

Brian Keith Peterson, CFP® is a registered financial advisor currently at ENDURANCE FINANCIAL GROUP located in St. Paul, Minnesota.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Peterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

February 3, 2021 - Present

ENDURANCE FINANCIAL GROUP

Office #1: 3475 Willow Lake Blvd Suite 400, St. Paul, MN 55110

RIA

CRD#: 310307

St. Paul, MN

Past

August 6, 2014 - December 31, 2020

OSAIC SERVICES, INC.

RIA

CRD#: 133763

WHITE BEAR LAKE, MN

Past

July 25, 2014 - December 31, 2020

OSAIC SERVICES, INC.

CRD#: 133763

WHITE BEAR LAKE, MN

Past

July 9, 2012 - August 4, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAKEVILLE, MN

Past

July 6, 2012 - August 4, 2014

LPL FINANCIAL LLC

CRD#: 6413

LAKEVILLE, MN

Past

August 13, 2010 - July 13, 2012

OSAIC SERVICES, INC.

RIA

CRD#: 133763

LAKEVILLE, MN

Past

August 3, 2010 - July 13, 2012

OSAIC SERVICES, INC.

CRD#: 133763

LAKEVILLE, MN

Past

February 26, 2009 - August 11, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

EDINA, MN

Past

October 29, 2008 - August 11, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EDINA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/3/2021)

IAR

Texas
(2/10/2021)

IAR

Wisconsin
(3/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/2008

General Securities Representative Examination

Current Firm

ENDURANCE FINANCIAL GROUP

ENDURANCE FINANCIAL GROUP | ENDURANCE FINANCIAL GROUP LLC | ENDURANCE FINANCIAL GROUP L.L.C.

CRD#: 310307 / SEC#:

Minnesota

Registered Investment Advisory firm - (2/3/2021 Approved)

Texas

Registered Investment Advisory firm - (2/10/2021 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (3/13/2023 Approved)

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Contact information

Main Address

3475 Willow Lake Blvd Suite 400, St. Paul, MN 55110

Mailing Address

Phone number

(651) 605-2318

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 16,270,470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/28/2008

Current Firm

ENDURANCE FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENDURANCE FINANCIAL GROUP

TRUST BUT VERIFY

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