Rick S. Peterson
Professional summary
Rick Scott Peterson is a registered financial professional currently at IMC SECURITIES LLC located in Chicago, Illinois.
Rick is registered as a RR (Registered Representative) and started their career in finance in 2011. Rick has worked at 2 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rick Scott Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2020 - Present
IMC SECURITIES LLC
Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606August 19, 2011 - April 26, 2019
CITADEL SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
IMC SECURITIES LLC
CRD#: 144874 / SEC#: , 8-67680
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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