Joseph A. Mayhew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Alan Mayhew, who also goes by Joseph Mayhew, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2008. Joseph had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2011 - July 14, 2024
MAY HARBOR INVESTMENT ADVISORS LLC
October 10, 2008 - October 5, 2010
PRINCIPAL SECURITIES, INC.
October 7, 2008 - October 5, 2010
PRINCIPAL SECURITIES, INC.
September 24, 2008 - October 7, 2008
WADDELL & REED
September 23, 2008 - October 7, 2008
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAY HARBOR INVESTMENT ADVISORS LLC
CRD#: 159401 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
