Nicholas G. Hodges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Garnett Hodges, who also goes by Nicholas Hodges, Nick Garnett Hodges, Nick Hodges, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2009. Nicholas had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - August 23, 2013
CALLA FINANCIAL ADVISORS LC
March 16, 2011 - July 26, 2012
FIDELITY BROKERAGE SERVICES LLC
September 17, 2009 - January 6, 2011
EDWARD JONES
August 20, 2009 - January 6, 2011
EDWARD JONES
February 9, 2009 - February 25, 2009
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CALLA FINANCIAL ADVISORS LC
CRD#: 165548 / SEC#:
Contact information
Red Flags
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