Kerry R. Morris
APO FINANCIAL SERVICES
FRANKLIN, TN 37067
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CRD#: 5591864
Professional summary
Kerry Ray Morris, CFP® is a registered financial advisor currently at APO FINANCIAL SERVICES, LLC located in Franklin, Tennessee.
Kerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kerry has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of the other business: HonorShield, LLC Investment Related?: No Address of other business: 1826 State Rd. 175, Richfield, WI 53076 Nature of other business: Training Insurance Agents on our Longevity Care Planning methodology and contracting them with various insurance carriers to write insurance business Your position: Co-Owner Start Date: 8/23/2019 How many hours you devote to the other business per month: 40 How many hours you devote to the other business during securities trading hours: 30 Briefly describe your duties: Mentoring, training, and presenting to insurance agents. Name of Business:Assurance Financial Partners, LLC Address of Business: 348 Cool Springs Blvd Suite B Franklin, TN 37067 Investment Related: Yes Start Date: 02/2008 Your Position: President/Insurance Producer Nature of Business: Insurance products, precious metals. Approx number of hours devoted to business: 110 Approx number of hours devoted during exchange hours: 110 Name of Business: National Gold Consultants Address of Business: 2 Division Street E, Suite 201 Buffalo MN 55313 Your Position: Trainer Start Date: 01/2021 Nature of Business: Precious metals Approx number of hours devoted to business: 10 Approx number of hours devoted during exchange hours: 10
CRS (Client Relationship Summary) - RIA
Click below to view Kerry Ray Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
March 17, 2020 - Present
APO FINANCIAL SERVICES, LLC
Office #1: 3401 Mallory Lane Suite 400a, Franklin, TN 37067RIA
CRD#: 297647
FRANKLIN, TN
Past
June 13, 2014 - December 31, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
FRANKLIN, TN
Past
September 16, 2008 - June 9, 2014
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/17/2020)
Current Firm
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10155 Westmoor Drive Suite 125, Westminster, CO 80021-2627
Mailing Address
Phone number
(720) 588-2000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 929 |
| AUM (Assets Under Management) | $ 111,168,207 |
Red Flags
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